ESMA

Σε εξέλιξη διαβουλεύσεις / Open consultation

25/9/2020-20/11/2020

Consultation paper on MIFIR Review Report on the obligations to report transactions and reference data

21/9/2020-16/10/2020

ESAs Survey on templates for environmental and/or social financial products under the SFDR

31/7/2020-31/10/2020

Consultation Paper on draft ESMA and EBA Guidelines on the assessment of suitability of members of the management body and key function holders under Directive 2013/36/EU and Directive 2014/65/EU

Ολοκληρωμένες διαβουλεύσεις / Closed consultation

ΑΓΟΡΕΣ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΩΝ ΜΕΣΩΝ / MARKETS IN FINANCIAL INSTRUMENTS

Ημερομηνία / Date	Τίτλος / Title
10/3/2020- 14/6/2020	Consultation paper on MIFIR review repot on Transparency for non-equity TOD
30/1/2020- 28/4/2020	Draft technical standards on the provision of investment services and activities in third country firms under MiFID II and MIFIR
5/11/2019- 8/1/2020	Consultation on MiFID II Review Report on position limits and position management - Draft technical advice on weekly position reports
30/9/2019-4/11/2019	Effects of product intervention measures regarding CFDs and binary options on market participants and clients
15/7/2019-15/10/2019	Consultation on guidelines on certain aspects of the MiFID II Compliance Function Requirements
12/7/2019-6/9/2019	MiFID II/MIFIR review report on the development of prices for pre- and post-trade data and on consolidated tape for equity instruments
19/12/2018-19/2/2019	Consultation on integrating sustainability risks and factors in MiFID II
13/7/2018-7/9/2018	Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11)
9/11/2017-25/1/2018	Consultation - Consultation on proposed amendment to MiFID II RTS 1
13/7/2017-13/10/2017	Consultation on Guidelines on certain aspects of the MiFID II suitability requirements
19/6/2017-31/7/2017	Consultation on trading obligation for derivatives under MiFIR
10/11/2016-3/1/2017	ESMA consults on transparency rules for package orders under MiFID II
5/10/2016 - 5/1/2017	ESMA consults on requirements for the management of trading venues and reporting services providers
5/10/2016 - 5/1/2017	ESMA consults on product governance guidelines to safeguard investors
6/10/2016 - 6/12/2016	ESMA consults on MiFID II guidelines regarding trading halts
3/10/2016 - 5/12/2016	ESMA consults on consolidated tape for non-equity products
31/8/2015 - 31/10/2015	ESMA consults on MIFID II standards regarding trading suspensions, data service providers and derivatives reporting
23/4/2015	Draft guidelines for the assessment of knowledge and competence
24/3/2015	Draft guidelines on complex debt instruments and structured deposits
20/3/2015	Call for evidence on private and bilateral SFIs
18/2/2015	Addendum Consultation Paper on MiFID II/MiFIR
19/12/2014	ESMA MiFID II/MiFIR Consultation Paper
29/9/2014	Guidelines on the application of C6 and C7 of Annex I of MiFID
22/5/2014	Consultation Paper on MiFID/MiFIR Technical Advice
22/5/2014	Discussion Paper on MiFID/MiFIR draft RTS/ITS
8/7/2013	Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID)
17/9/2012	Guidelines on remuneration policies and practices (MiFID)
22/12/2011	Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements
22/12/2011	Consultation paper on guidelines on certain aspects of the MiFID suitability requirements
20/7/2011	Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities

ΚΑΤΑΧΡΗΣΗ ΑΓΟΡΑΣ – ΑΝΟΙΚΤΕΣ ΠΩΛΗΣΕΙΣ / MARKET ABUSE – SHORT SALES

Ημερομηνία / Date	Τίτλος / Title
6/5/2020-15/7/2020	Consultation paper on SME GMS under MiFID II and MAR
3/10/2019-29/11/2019	Consultation on MAR Review
7/7/2017-4/9/2017	Consultation Paper on the evaluation of the Short Selling Regulation
30/3/2016 - 20/5/2016	ESMA consults on future MAR list of information regarding commodity and spot markets
15/7/2014	Consultation Paper - Draft technical standards on the Market Abuse Regulation (MAR)
15/7/2014	Consultation Paper - Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR)
17/9/2012	Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps
15/2/2012	Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps
24/1/2012	Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps

ΥΠΟΔΟΜΗ ΑΓΟΡΑΣ-ΑΡΧΕΙΑ ΚΑΤΑΓΡΑΦΗΣ ΣΥΝΑΛΛΑΓΩΝ (EMIR-CCPs- TRs) / MARKET INFRASTRUCTURE- TRADE REPOSITORIES (EMIR-CCPs- TRs)

Ημερομηνία / Date		Τίτλος / Title
26/3/2020-3/7/2020		Technical Standards on reporting, data quality, data access and registration of TRs under EMIR REFIT
27/3/2020-15/6/2020		Consultation on post trade risk reduction services with regards to clearing obligations (EMIR 85 (3A))
13/12/2019-18/1/2020		Consultation on CCP Penalties
4/10/2019-22/11/2019		Consultation on alignment of MIFIR with the changes introduced by EMIR REFIT
3/10/2019- 2/12/2019		Consultation on draft technical advice on commercial terms for providing clearing services undr EMIR (FRANDT)
28/5/2019-29/7/2019		Consultation on Draft technical advice on criteria of tiering under article 25 (2a) of EMIR 2.2. Consultation on technical advice on comparative compliance under article 25 2a of EMIR 2.2. Consultation on ESMA fess for third country CCPs under EMIR 2.2.
27/5/2019-27/8/2019		Consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories
11/7/2018-30/8/2018		ΕSMA Consults on the clearing obligation under EMIR
8/1/2018-28/2/2018		Consultation Paper on Draft Guidelines on Anti-Procyclicality Margin Measures for CCPs
17/11/2017-15/1/2018		Consultation paper on position calculation under EMIR
1/6/2017-24/8/2017		Consultation on guidelines on CCPs' conflict of interest management
1/2/2017-31/3/2017		Consultation Paper on ESMA’s Guidelines on transfer of data between TRs
15/12/2016-15/2/2017		ΕSMA consults on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR
30/9/2016 - 30/11/2016		ESMA consults on future reporting rules for securities financing transactions
13/7/2016-5/9/2016		Consultation on the clearing obligation for financial counterparties with a limited volume of activity
2/6/2016 - 2/9/2016		Consultation on the Distributed Ledger Technology Applied to Securities Markets
11/3/2016- 22/4/2016		ΕSMA consults on draft RTS and ITS under the Securities Financing Transaction Regulation
5/11/2015-17/12/2015		ESMA consults on indirect clearing arrangements
27/8/2015 – 30/9/2015		Review of Article 26 of EMIR RTS No 153/2013 with respect to client accounts
11/5/2015		Consultation Paper No 4 on the Clearing Obligation under EMIR
10/11/2014	Consultation Paper Review of the technical standards on reporting under Article 9 of EMIR
1/10/2014	Clearing Obligation under EMIR (no. 3)
14/7/2014	Consultation paper Clearing Obligation no1 IRS
14/7/2014	Consultation paper Clearing Obligation no2 CDS
18/10/2013	ESMA’s Technical Advice to the Commission on procedural rules to impose fines on Trade Repositories
17/7/2013	Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union and non-evasion of provisions of EMIR
12/7/2013	The Clearing Obligation under EMIR
20/2/2013	ESMA’s Technical Advice to the Commission on Fees for Trade Repositories
25/6/2012	Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories
16/2/2012	Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories

ΚΕΝΤΡΙΚΑ ΑΠΟΘΕΤΗΡΙΑ / CENTRAL SECURITIES DEPOSITORIES

Ημερομηνία / Date	Τίτλος / Title
20/12/2018-20/2/2019	Consultation paper on guidelines on standardised procedures and messaging protocols used between investment firms and their professional clients under article 6 (2) of CSDR
20/12/2018-20/2/2019	Consultation paper on guidelines on settlement fails reporting under article 7 (1) of CSDR
10/7/2017-14/9/2017	Consultation on guidelines regarding internalised settlement reporting
31/5/2016- 30/6/2016	ESMA consults on CSDR guidelines on participant default rules and procedures
30/6/2015	Draft Regulatory Technical Standards on the CSD Regulation-The Operation of the Buy-in Process
18/12/2014	Consultation paper on Technical Standards under the CSD Regulation
18/12/2014	Consultation paper on Technical Advice under the CSD Regulation
18/12/2014	Consultation paper on Guidelines on Access to a CCP or a Trading Venue by a CSD
20/3/2014	Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD)

ΟΡΓΑΝΙΣΜΟΙ ΣΥΛΛΟΓΙΚΩΝ ΕΠΕΝΔΥΣΕΩΝ / UCITS και ΕΝΑΛΛΑΚΤΙΚEΣ ΕΠΕΝΔΥΣΕΙΣ/AIFs

Ημερομηνία / Date	Τίτλος / Title
27/3/2020-1/9/2020	Consulation on Guidelines under Article 25 of the AIFMD
31/3/2020-30/6/2020	Consultation on cross border distribution of funds
16/7/2019-31/10/2019	Consultation on performance fees guidelines in UCITS
19/12/2018-19/2/2019	Consultation on integrating sustainability risks and factors in the UCITS Directive and AIFMD
15/7/2016 - 23/9/2016	Call for evidence - Asset segregation and custody services, UCITS & AIF
23/7/2015 – 23/10/2015	Guidelines on sound remuneration policies under the UCITS Directive and AIFMD
23/12/2014	Discussion Paper - Share Classes of UCITS
26/9/2014	ESMA's Technical Advice to the European Commission on the implementing measures of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds
26/9/2014	ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive
20/12/2013	Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues
24/5/2013	Consultation paper on ESMA’s guidelines on AIFMD reporting obligations under Articles 3 and 24 of the AIFMD
20/12/2012	Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements
19/12/2012	Guidelines on key concepts of the AIFMD
19/12/2012	Draft regulatory technical standards on types of AIFMs
28/6/2012	Draft Guidelines on sound remuneration policies under the AIFMD
30/1/2012	ESMA’s guidelines on ETFs and other UCITS issues
23/8/2011	Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries
13/7/2011	Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive

Kεφάλαια χρηματαγοράς / ΜMFs

Ημερομηνία / Date	Τίτλος / Title
28/9/2018-1/12/2018	Consultation on Draft Guidelines on stress tests scenarios under the MMF Regulation
24/5/2017-7/8/2017	Consultation on the Money Market Funds Regulation (MMFR) Draft technical advice, implementing technical standards and guidelines under the MMF Regulation

ΕΥΡΩΠΑΙΚΑ ΜΑΚΡΟΠΡΟΘΕΣΜΑ ΕΠΕΝΔΥΤΙΚΑ ΚΕΦΑΛΑΙΑ (ELTIF) / EUROPEAN LONG TERM INVESTMENT FUNDS (ELTIF)

Ημερομηνία / Date

Τίτλος / Title

28/3/2019-29/6/2019

Consultation on draft regulatory technical standards under article 25 of the ELTIF Regulation

31/7/2015 – 14/10/2015

Consultation on draft regulatory technical standards under the ELTIF Regulation

ΣΥΣΚΕΥΑΣΜΕΝΑ ΕΠΕΝΔΥΤΙΚΑ ΠΡΟΪΟΝΤΑ ΓΙΑ ΙΔΙΩΤΕΣ ΕΠΕΝΔΥΤΕΣ ΚΑΙ ΕΠΕΝΔΥΤΙΚΑ ΠΡΟΪΟΝΤΑ ΒΑΣΙΖΟΜΕΝΑ ΣΕ ΑΣΦΑΛΙΣΗ (PRIIPs) / PACKAGED RETAIL AND INSURANCE BASED INVESTMENT PRODUCTS

Ημερομηνία / Date	Τίτλος / Title
16/10/2019-13/1/2020	ESAs Joint Consultation conserning amendments to the PRIIPs KID
8/11/2018-6/12/2018	ΕSAs Joint Consultation Paper concerning amendments to the PRIIPs KID
11/11/2015 - 29/01/2016	ΕSA’s Consultation Paper on PRIIPs Key Information Documents
23/6/2015	Technical Discussion Paper (DP) on the PRIIPs Key Information Document (KID)

ΕΤΑΙΡΙΕΣ ΑΞΙΟΛΟΓΗΣΗΣ ΠΙΣΤΟΛΗΠΤΙΚΗΣ ΙΚΑΝΟΤΗΤΑΣ / CREDIT RATING AGENCIES

Ημερομηνία / Date	Τίτλος / Title
13/7/2016-22/8/2016	Consultation on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies
23/12/2014	Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation
16/7/2014	Consultation Paper on periodic information to be submitted to ESMA by Credit Rating Agencies
11/2/2014	Consultation Paper on CRA3 Implementation
7/11/2013	Joint Consultation Paper On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations
20/12/2012	Guidelines and recommendations on the scope of the CRA Regulation
19/9/2011	Consultation paper - Regulatory technical standards on the information to be provided to ESMA by a credit rating agency in its application for registration and certification and for the assessment of its systemic importance
19/9/2011	Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies
19/9/2011	Consultation paper - ESMA’s draft Regulatory Technical Standards on the presentation of 19 Σεπτ. 2011the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009
19/9/2011	Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies
14/4/2011	Consultation paper - ESMA/s Technical Advice to the Commission on Fees for CRA Supervision
18/3/2011	Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009

ΔΙΑΦΑΝΕΙΑ / TRANSPARENCY

Ημερομηνία / Date	Τίτλος / Title
25/9/2015 – 24/12/2015	Consultation Paper on the Regulatory Technical Standards on the European Single Electronic Format (ESEF)
19/12/2014	Consultation paper on Draft Regulatory Technical Standards on European Electronic Access Point (EEAP)
21/3/2014	Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive
19/7/2013	Guidelines on enforcement of financial information
10/11/2011	Consultation paper - Considerations of materiality in financial reporting

ΕΝΗΜΕΡΩΤΙΚΑ ΔΕΛΤΙΑ / PROSPECTUSES

Ημερομηνία / Date	Τίτλος / Title
12/7/2019-4/10/2019	ESMA consults on draft guidelines on disclosure requirements under the Prospectus Regulation
13/7/2018- 5/10/2018	Consultation on draft guidelines on risk factors under the Prospectus Regulation
13/7/2018- 5/10/2018	Consultation on the draft technical advice on minimum information content for prospectus exemption
15/12/2017-9/3/2018	Consultation on draft RTS under the new Prospectus Regulation
6/7/2017-28/9/2017	Consultation Paper on the format and content of the prospectus (ESMA31-62-532)
6/7/2017-28/9/2017	Consultation Paper on EU Growth prospectus (ESMA31-62-649)
6/7/2017-28/9/2017	Consultation Paper on scrutiny and approval (ESMA31-62-650)
25/9/2014	Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive
15/3/2013	Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus
20/6/2012	ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU
13/12/2011	ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU
15/6/2011	Consultation paper - ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU

ΚΕΦΑΛΑΙΑΚΗ ΕΠΑΡΚΕΙΑ / CAPITAL ADEQUACY REQUIREMENTS

Ημερομηνία / Date

Τίτλος / Title

29/9/2014

On draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation

ΔΕΙΚΤΕΣ ΑΝΑΦΟΡΑΣ ΣΕ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΑ ΜΕΣΑ ΚΑΙ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΕΣ ΣΥΜΒΑΣΕΙΣ / BENCHMARKS

Ημερομηνία / Date

Τίτλος / Title

31/5/2016-

30/6/2016

ESMA CONSULTS ON PROPOSED IMPLEMENTING MEASURES FOR BENCHMARKS REGULATION

11/1/2013

Principles for Benchmarks-Setting Processes in the EU

Αnti-Money Laundering

Ημερομηνία / Date	Τίτλος / Title
21/10/2015 – 22/1/2016	Joint Consultation Paper - The Risk-Based Supervision Guidelines