ESMA

 

Σε εξέλιξη διαβουλεύσεις / Open consultation

Ημερομηνία / Date

Τίτλος / Title

8/11/2018-6/12/2018 ESAs Joint Consultation Paper concerning amendments to the PRIIPs KID
28/9/2018-1/12/2018 Consultation on draft guidelines on stress test scenarios under the MMF Regulation

Ολοκληρωμένες διαβουλεύσεις / Closed consultation

ΑΓΟΡΕΣ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΩΝ ΜΕΣΩΝ / MARKETS IN FINANCIAL INSTRUMENTS

Ημερομηνία / Date

Τίτλος / Title

13/7/2018-7/9/2018 Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11)  

9/11/2017-25/1/2018

Consultation - Consultation on proposed amendment to MiFID II RTS 1

 

13/7/2017-13/10/2017

Consultation on Guidelines on certain aspects of the MiFID II suitability requirements

 

19/6/2017-31/7/2017

Consultation on trading obligation for derivatives under MiFIR

 

10/11/2016-3/1/2017 

ESMA consults on transparency rules for package orders under MiFID II

5/10/2016 - 5/1/2017

ESMA consults on requirements for the management of trading venues and reporting services providers

5/10/2016 - 5/1/2017

ESMA consults on product governance guidelines to safeguard investors

6/10/2016 - 6/12/2016

ESMA consults on MiFID II guidelines regarding trading halts

3/10/2016 - 5/12/2016

ESMA consults on consolidated tape for non-equity products

31/8/2015 - 31/10/2015

ESMA consults on MIFID II standards regarding trading suspensions, data service providers and derivatives reporting

23/4/2015

Draft guidelines for the assessment of knowledge and competence

24/3/2015

Draft guidelines on complex debt instruments and structured deposits

20/3/2015

Call for evidence on private and bilateral SFIs

 

18/2/2015

Addendum Consultation Paper on MiFID II/MiFIR

 

19/12/2014

ESMA MiFID II/MiFIR Consultation Paper

29/9/2014

Guidelines on the application of C6 and C7 of Annex I of MiFID

 

22/5/2014

Consultation Paper on MiFID/MiFIR Technical Advice

 

22/5/2014

Discussion Paper on MiFID/MiFIR draft RTS/ITS

 

8/7/2013

Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID)

17/9/2012

Guidelines on remuneration policies and practices (MiFID)

 

22/12/2011

Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements

 

22/12/2011

Consultation paper on guidelines on certain aspects of the MiFID suitability requirements

 

20/7/2011

Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities

ΚΑΤΑΧΡΗΣΗ ΑΓΟΡΑΣ – ΑΝΟΙΚΤΕΣ ΠΩΛΗΣΕΙΣ / MARKET ABUSE – SHORT SALES

Ημερομηνία / Date

Τίτλος / Title

7/7/2017-4/9/2017

Consultation Paper on the evaluation of the Short Selling Regulation

30/3/2016 - 20/5/2016

ESMA consults on future MAR list of information regarding commodity and spot markets

 

15/7/2014

Consultation Paper - Draft technical standards on the Market Abuse Regulation (MAR)

 

 

15/7/2014

Consultation Paper - Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR)

 

 

17/9/2012

Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps

 

 

15/2/2012

Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps

 

 

24/1/2012

Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps

 

 

ΥΠΟΔΟΜΗ ΑΓΟΡΑΣ-ΑΡΧΕΙΑ ΚΑΤΑΓΡΑΦΗΣ ΣΥΝΑΛΛΑΓΩΝ (EMIR-TRs) / MARKET INFRASTRUCTURE- TRADE REPOSITORIES (EMIR-TRs)

Ημερομηνία / Date

Τίτλος / Title

11/7/2018-30/8/2018 ΕSMA Consults on the clearing obligation under EMIR

8/1/2018-28/2/2018

Consultation Paper on Draft Guidelines on Anti-Procyclicality Margin Measures for CCPs

17/11/2017-15/1/2018

Consultation paper on position calculation under EMIR

1/6/2017-24/8/2017

Consultation on guidelines on CCPs' conflict of interest management

1/2/2017-31/3/2017

Consultation Paper on ESMA’s Guidelines on transfer of data between TRs

15/12/2016-15/2/2017

ΕSMA consults on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR

30/9/2016 - 30/11/2016

ESMA consults on future reporting rules for securities financing transactions

13/7/2016-5/9/2016

Consultation on the clearing obligation for financial counterparties with a limited volume of activity

2/6/2016 - 2/9/2016

Consultation on the Distributed Ledger Technology Applied to Securities Markets

11/3/2016- 22/4/2016

ΕSMA consults on draft RTS and ITS under the Securities Financing Transaction Regulation

5/11/2015-17/12/2015

ESMA consults on indirect clearing arrangements

 

27/8/2015 – 30/9/2015

Review of Article 26 of EMIR RTS No 153/2013 with respect to client accounts

 

11/5/2015

Consultation Paper No 4 on the Clearing Obligation under EMIR

 

10/11/2014

Consultation Paper Review of the technical standards on reporting under Article 9 of EMIR

 

1/10/2014

Clearing Obligation under EMIR (no. 3)

 

14/7/2014

Consultation paper Clearing Obligation no1 IRS

 

14/7/2014

Consultation paper Clearing Obligation no2 CDS

 

18/10/2013

ESMA’s Technical Advice to the Commission on procedural rules to impose fines on Trade Repositories

 

17/7/2013

Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union and non-evasion of provisions of EMIR

 

12/7/2013

The Clearing Obligation under EMIR

 

20/2/2013

ESMA’s Technical Advice to the Commission on Fees for Trade Repositories

 

25/6/2012

Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories

 

16/2/2012

Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories

ΚΕΝΤΡΙΚΑ ΑΠΟΘΕΤΗΡΙΑ / CENTRAL SECURITIES DEPOSITORIES

Ημερομηνία / Date

Τίτλος / Title

10/7/2017-14/9/2017

Consultation on guidelines regarding internalised settlement reporting

31/5/2016-

30/6/2016

 

ESMA consults on CSDR guidelines on participant default rules and procedures

 

30/6/2015

Draft Regulatory Technical Standards on the CSD Regulation-The Operation of the Buy-in Process

 

 

18/12/2014

Consultation paper on Technical Standards under the CSD Regulation

 

18/12/2014

Consultation paper on Technical Advice under the CSD Regulation

 

 

18/12/2014

Consultation paper on Guidelines on Access to a CCP or a Trading Venue by a CSD

 

 

20/3/2014

Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD)

 

 

ΟΡΓΑΝΙΣΜΟΙ ΣΥΛΛΟΓΙΚΩΝ ΕΠΕΝΔΥΣΕΩΝ / UCITS και ΕΝΑΛΛΑΚΤΙΚEΣ ΕΠΕΝΔΥΣΕΙΣ/AIFs

Ημερομηνία / Date

Τίτλος / Title

15/7/2016 -  23/9/2016

Call for evidence - Asset segregation and custody services, UCITS & AIF

23/7/2015 – 23/10/2015

Guidelines on sound remuneration policies under the UCITS Directive and AIFMD

 

 

 

23/12/2014

Discussion Paper - Share Classes of UCITS

 

26/9/2014

ESMA's Technical Advice to the European Commission on the implementing measures of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds

 

 

26/9/2014

ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive

 

 

20/12/2013

Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues

 

 

24/5/2013

Consultation paper on ESMA’s guidelines on AIFMD reporting obligations under Articles 3 and 24 of the AIFMD

 

 

20/12/2012

Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements

 

 

19/12/2012

Guidelines on key concepts of the AIFMD

 

 

19/12/2012

Draft regulatory technical standards on types of AIFMs

 

 

28/6/2012

Draft Guidelines on sound remuneration policies under the AIFMD

 

 

30/1/2012

ESMA’s guidelines on ETFs and other UCITS issues

 

 

23/8/2011

Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries

 

 

13/7/2011

Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive

 

 

Kεφάλαια χρηματαγοράς / ΜMFs

Ημερομηνία / Date

Τίτλος / Title

24/5/2017-7/8/2017 Consultation on the Money Market Funds Regulation (MMFR) Draft technical advice, implementing technical standards and guidelines under the MMF Regulation

ΕΥΡΩΠΑΙΚΑ ΜΑΚΡΟΠΡΟΘΕΣΜΑ ΕΠΕΝΔΥΤΙΚΑ ΚΕΦΑΛΑΙΑ (ELTIF) / EUROPEAN LONG TERM INVESTMENT FUNDS (ELTIF)

Ημερομηνία / Date

Τίτλος / Title

31/7/2015 – 14/10/2015

Consultation on draft regulatory technical standards under the ELTIF Regulation

 

 

ΣΥΣΚΕΥΑΣΜΕΝΑ ΕΠΕΝΔΥΤΙΚΑ ΠΡΟΪΟΝΤΑ ΓΙΑ ΙΔΙΩΤΕΣ ΕΠΕΝΔΥΤΕΣ ΚΑΙ ΕΠΕΝΔΥΤΙΚΑ ΠΡΟΪΟΝΤΑ ΒΑΣΙΖΟΜΕΝΑ ΣΕ ΑΣΦΑΛΙΣΗ (PRIIPs) / PACKAGED RETAIL AND INSURANCE BASED INVESTMENT PRODUCTS

Ημερομηνία / Date

Τίτλος / Title

11/11/2015 - 29/01/2016

ΕSA’s Consultation Paper on PRIIPs Key Information Documents

 

23/6/2015

Technical Discussion Paper (DP) on the PRIIPs Key Information Document (KID)

 

 

ΕΤΑΙΡΙΕΣ ΑΞΙΟΛΟΓΗΣΗΣ ΠΙΣΤΟΛΗΠΤΙΚΗΣ ΙΚΑΝΟΤΗΤΑΣ / CREDIT RATING AGENCIES

Ημερομηνία / Date

Τίτλος / Title

13/7/2016-22/8/2016

Consultation on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies

 

23/12/2014

Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation

 

16/7/2014

Consultation Paper on periodic information to be submitted to ESMA by Credit Rating Agencies

 

 

11/2/2014

Consultation Paper on CRA3 Implementation

 

7/11/2013

Joint Consultation Paper On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations

 

20/12/2012

Guidelines and recommendations on the scope of the CRA Regulation

 

19/9/2011

Consultation paper - Regulatory technical standards on the information to be provided to ESMA by a credit rating agency in its application for registration and certification and for the assessment of its systemic importance

 

19/9/2011

Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies

 

19/9/2011

Consultation paper - ESMA’s draft Regulatory Technical Standards on the presentation of 19 Σεπτ. 2011the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009

 

19/9/2011

Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies

 

14/4/2011

Consultation paper - ESMA/s Technical Advice to the Commission on Fees for CRA Supervision

 

18/3/2011

Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009

 

ΔΙΑΦΑΝΕΙΑ / TRANSPARENCY

Ημερομηνία / Date

Τίτλος / Title

25/9/2015 –

24/12/2015

Consultation Paper on the Regulatory Technical Standards on the European Single Electronic Format (ESEF)

 

19/12/2014

Consultation paper on Draft Regulatory Technical Standards on European Electronic Access Point (EEAP)

 

21/3/2014

Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive

 

19/7/2013

Guidelines on enforcement of financial information

 

10/11/2011

Consultation paper - Considerations of materiality in financial reporting

 

ΕΝΗΜΕΡΩΤΙΚΑ ΔΕΛΤΙΑ / PROSPECTUSES

Ημερομηνία / Date

Τίτλος / Title

13/7/2018- 5/10/2018 Consultation on draft guidelines on risk factors under the Prospectus Regulation
13/7/2018- 5/10/2018 Consultation on the draft technical advice on minimum information content for prospectus exemption

15/12/2017-9/3/2018

 Consultation on draft RTS under the new Prospectus Regulation

6/7/2017-28/9/2017

Consultation Paper on the format and content of the prospectus (ESMA31-62-532)

6/7/2017-28/9/2017

Consultation Paper on EU Growth prospectus (ESMA31-62-649)

6/7/2017-28/9/2017

Consultation Paper on scrutiny and approval (ESMA31-62-650)

25/9/2014

Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive

 

15/3/2013

Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus

20/6/2012

ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU

13/12/2011

ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU

15/6/2011

Consultation paper - ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU

ΚΕΦΑΛΑΙΑΚΗ ΕΠΑΡΚΕΙΑ / CAPITAL ADEQUACY REQUIREMENTS

Ημερομηνία / Date

Τίτλος / Title

29/9/2014

On draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation

 

ΔΕΙΚΤΕΣ ΑΝΑΦΟΡΑΣ ΣΕ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΑ ΜΕΣΑ ΚΑΙ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΕΣ ΣΥΜΒΑΣΕΙΣ / BENCHMARKS

Ημερομηνία / Date

Τίτλος / Title

31/5/2016-

30/6/2016

ESMA CONSULTS ON PROPOSED IMPLEMENTING MEASURES FOR BENCHMARKS REGULATION

 

11/1/2013

Principles for Benchmarks-Setting Processes in the EU

 

Αnti-Money Laundering

Ημερομηνία / Date

Τίτλος / Title

21/10/2015 – 22/1/2016

Joint Consultation Paper - The Risk-Based Supervision Guidelines