ESMA

Σε εξέλιξη διαβουλεύσεις / Open consultation

Ημερομηνία / Date	Τίτλος / Title
19/6/2017-31/7/2017	Consultation on trading obligation for derivatives under MiFIR
1/6/2017-24/8/2017	Consultation on guidelines on CCPs' conflict of interest management
24/5/2017-7/8/2017	Consultation on the Money Market Funds Regulation (MMFR) Draft technical advice, implementing technical standards and guidelines under the MMF Regulation

Ολοκληρωμένες διαβουλεύσεις / Closed consultation

ΑΓΟΡΕΣ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΩΝ ΜΕΣΩΝ / MARKETS IN FINANCIAL INSTRUMENTS

Ημερομηνία / Date	Τίτλος / Title
10/11/2016-3/1/2017	ESMA consults on transparency rules for package orders under MiFID II
5/10/2016 - 5/1/2017	ESMA consults on requirements for the management of trading venues and reporting services providers
5/10/2016 - 5/1/2017	ESMA consults on product governance guidelines to safeguard investors
6/10/2016 - 6/12/2016	ESMA consults on MiFID II guidelines regarding trading halts
3/10/2016 - 5/12/2016	ESMA consults on consolidated tape for non-equity products
31/8/2015 - 31/10/2015	ESMA consults on MIFID II standards regarding trading suspensions, data service providers and derivatives reporting http://www.esma.europa.eu/news/ESMA-consults-MIFID-II-standards-regarding-trading-suspensions-data-service-providers-and-deriv?t=326&o=home
23/4/2015	Draft guidelines for the assessment of knowledge and competence http://www.esma.europa.eu/system/files/2015-753_cp_mifid_guidelines_on_knowledge_and_competence.pdf
24/3/2015	Draft guidelines on complex debt instruments and structured deposits http://www.esma.europa.eu/system/files/2015-610_cp_mifid_guidelines_complex_products.pdf
20/3/2015	Call for evidence on private and bilateral SFIs http://www.esma.europa.eu/system/files/esma-2015-558_call_for_evidence_on_private_and_bilateral_sfis.pdf
18/2/2015	Addendum Consultation Paper on MiFID II/MiFIR http://www.esma.europa.eu/consultation/Addendum-Consultation-Paper-MiFID-IIMiFIR
19/12/2014	ESMA MiFID II/MiFIR Consultation Paper http://www.esma.europa.eu/consultation/Consultation-MiFID-IIMiFIR
29/9/2014	Guidelines on the application of C6 and C7 of Annex I of MiFID http://www.hcmc.gr/photos/kefalaiagora/files/guidelines_on_mifid_1_c6_and_c7.pdf
22/5/2014	Consultation Paper on MiFID/MiFIR Technical Advice http://www.esma.europa.eu/content/Consultation-Paper-MiFID-IIMiFIR
22/5/2014	Discussion Paper on MiFID/MiFIR draft RTS/ITS http://www.esma.europa.eu/content/Discussion-Paper-MiFID-IIMiFIR
8/7/2013	Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID) http://www.esma.europa.eu/system/files/2013-918_cp_draft_rts_information_reqs_assessment_acquisitions_20130708.pdf
17/9/2012	Guidelines on remuneration policies and practices (MiFID) http://www.esma.europa.eu/system/files/2012-570_0.pdf
22/12/2011	Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements http://www.esma.europa.eu/system/files/2011_446.pdf
22/12/2011	Consultation paper on guidelines on certain aspects of the MiFID suitability requirements http://www.esma.europa.eu/system/files/2011_445.pdf
20/7/2011	Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities http://www.esma.europa.eu/system/files/2011_224.pdf
4/2010	CESR Technical advice to the European commission in the context of the MiFID review - Equity Markets http://www.hcmc.gr/photos/cesr_papers/files/CESR_April2010.pdf
13/4/2010	CESR Technical advice to the European commission in the context of the MiFID review - Investor protection and intermediaries http://www.hcmc.gr/photos/cesr_papers/files/CESR_130410.pdf
13/4/2010	CESR Technical advice to the European commission in the context of the MiFID review - Transaction reporting http://www.hcmc.gr/photos/cesr_papers/files/CESR_130410_TR.pdf
16/5/2005	MiFID Consumer Day - 22 March 2005. Issues on regulation of intermediaries and markets under MiFID - Summary of main conclusion http://www.esma.europa.eu/consultations/overview/10
3/5/2005	Feedback statement to CESRs Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - 1st Set of Mandates where the deadline was extended and 2nd Set of Man http://www.esma.europa.eu/consultations/overview/10
3/5/2005	CESRs Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments -1st Set of Mandates where the deadline was extended and 2nd Set of Mandates http://www.esma.europa.eu/consultations/overview/10
3/2/2005	CESR's technical advice to the European Commission on the first set of mandates under the Directive on Markets in Financial Instruments (MiFID) http://www.esma.europa.eu/consultations/overview/10
3/2/2005	Feedback Statement - CESR's technical advice to the European Commission on the first set of mandates under the Directive on Markets in Financial Instruments (MiFID) http://www.esma.europa.eu/consultations/overview/10
17/6/2004	CESR begins its first Consultation on its Draft Advice to the European Commission on the new Investment Services Directive http://www.esma.europa.eu/consultations/overview/10

ΚΑΤΑΧΡΗΣΗ ΑΓΟΡΑΣ – ΑΝΟΙΚΤΕΣ ΠΩΛΗΣΕΙΣ / MARKET ABUSE – SHORT SALES

Ημερομηνία / Date	Τίτλος / Title
30/3/2016 - 20/5/2016	ESMA consults on future MAR list of information regarding commodity and spot markets https://www.esma.europa.eu/press-news/consultations/consultation-future-mar-list-information-regarding-commodity-and-spot
15/7/2014	Consultation Paper - Draft technical standards on the Market Abuse Regulation (MAR) http://www.esma.europa.eu/system/files/esma_2014-809_consultation_paper_on_mar_draft_technical_standards.pdf
15/7/2014	Consultation Paper - Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR) http://www.esma.europa.eu/system/files/esma_2014-808_consultation_paper__on_mar_draft_technical_advice_0.pdf
17/9/2012	Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps http://www.esma.europa.eu/system/files/2012-580.pdf
15/2/2012	Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps http://www.esma.europa.eu/system/files/2012-30_0.pdf
24/1/2012	Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps http://www.esma.europa.eu/system/files/2012-30_0.pdf
8/7/2009	CESR proposal for a Pan-European short selling disclosure regime http://www.hcmc.gr/photos/cesr_papers/files/Shortselling_CESR.pdf
3/9/2003	CESR's Advice on the Second Set of Level 2 Implementing Measures for the Market Abuse Directive http://www.esma.europa.eu/consultations/overview/10
3/9/2003	CESR's Advice on the Second Set of Implementing Measures for the Market Abuse Directive - Feedback Statement http://www.esma.europa.eu/consultations/overview/10
8/1/2003	CESR's advice on Possible Level 2 Implementing Measures for the proposed Market Abuse Directive http://www.esma.europa.eu/consultations/overview/10

ΥΠΟΔΟΜΗ ΑΓΟΡΑΣ-ΑΡΧΕΙΑ ΚΑΤΑΓΡΑΦΗΣ ΣΥΝΑΛΛΑΓΩΝ (EMIR-TRs) / MARKET INFRASTRUCTURE- TRADE REPOSITORIES (EMIR-TRs)

Ημερομηνία / Date		Τίτλος / Title
1/2/2017-31/3/2017		Consultation Paper on ESMA’s Guidelines on transfer of data between TRs
15/12/2016-15/2/2017		ΕSMA consults on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR
30/9/2016 - 30/11/2016		ESMA consults on future reporting rules for securities financing transactions
13/7/2016-5/9/2016		Consultation on the clearing obligation for financial counterparties with a limited volume of activity
2/6/2016 - 2/9/2016		Consultation on the Distributed Ledger Technology Applied to Securities Markets
11/3/2016- 22/4/2016		ΕSMA consults on draft RTS and ITS under the Securities Financing Transaction Regulation https://www.esma.europa.eu/press-news/consultations/discussion-paper-draft-rts-and-its-under-securities-financing-transaction
5/11/2015-17/12/2015		ESMA consults on indirect clearing arrangements https://www.esma.europa.eu/press-news/consultations/consultation-indirect-clearing-under-emir-and-mifir
27/8/2015 – 30/9/2015		Review of Article 26 of EMIR RTS No 153/2013 with respect to client accounts http://www.esma.europa.eu/consultation/Consultation-Review-EMIR-Article-26-RTS-1532013
11/5/2015		Consultation Paper No 4 on the Clearing Obligation under EMIR http://www.esma.europa.eu/system/files/esma-2015-807_-_consultation_paper_no_4_on_the_clearing_obligation_irs_2.pdf
10/11/2014	Consultation Paper Review of the technical standards on reporting under Article 9 of EMIR (http://www.esma.europa.eu/system/files/esma-2014-1352_consultation_paper_on_the_review_of_emir_reporting_standards_under_article_9_0.pdf)
1/10/2014	Clearing Obligation under EMIR (no. 3) http://www.hcmc.gr/photos/kefalaiagora/files/esma-2014-1185.pdf
14/7/2014	Consultation paper Clearing Obligation no1 IRS http://www.esma.europa.eu/consultation/Consultation-paper-Clearing-Obligation-no1-IRS
14/7/2014	Consultation paper Clearing Obligation no2 CDS http://www.esma.europa.eu/consultation/Consultation-paper-Clearing-Obligation-no2-CDS
18/10/2013	ESMA’s Technical Advice to the Commission on procedural rules to impose fines on Trade Repositories http://www.esma.europa.eu/system/files/2013-1292_cp_on_technical_advice_to_the_commission_re_trade_repositories_fining_procedures.pdf
17/7/2013	Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union and non-evasion of provisions of EMIR http://www.esma.europa.eu/system/files/2013-892_draft_rts_of_emir.pdf
12/7/2013	The Clearing Obligation under EMIR http://www.esma.europa.eu/system/files/2013-925_discussion_paper_-_the_clearing_obligation_under_emir_0.pdf
20/2/2013	ESMA’s Technical Advice to the Commission on Fees for Trade Repositories http://www.esma.europa.eu/system/files/2013-219.pdf
25/6/2012	Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories http://www.esma.europa.eu/system/files/2012-379.pdf
16/2/2012	Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories http://www.esma.europa.eu/system/files/2012-95.pdf

ΚΕΝΤΡΙΚΑ ΑΠΟΘΕΤΗΡΙΑ / CENTRAL SECURITIES DEPOSITORIES

Ημερομηνία / Date	Τίτλος / Title
31/5/2016- 30/6/2016	ESMA consults on CSDR guidelines on participant default rules and procedures https://www.esma.europa.eu/press-news/esma-news/esma-consults-csdr-guidelines-participant-default-rules-and-procedures
30/6/2015	Draft Regulatory Technical Standards on the CSD Regulation-The Operation of the Buy-in Process http://www.esma.europa.eu/system/files/2015-1065.pdf
18/12/2014	Consultation paper on Technical Standards under the CSD Regulation http://www.esma.europa.eu/consultation/Consultation-Technical-Standards-under-CSD-Regulation
18/12/2014	Consultation paper on Technical Advice under the CSD Regulation http://www.esma.europa.eu/consultation/Consultation-Technical-Advice-under-CSD-Regulation
18/12/2014	Consultation paper on Guidelines on Access to a CCP or a Trading Venue by a CSD http://www.esma.europa.eu/consultation/Consultation-Guidelines-Access-CCP-or-Trading-Venue-CSD
20/3/2014	Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD) http://www.esma.europa.eu/system/files/2014-299_discussion_paper_on_central_securities_depositories_0.pdf

ΟΡΓΑΝΙΣΜΟΙ ΣΥΛΛΟΓΙΚΩΝ ΕΠΕΝΔΥΣΕΩΝ / UCITS

Ημερομηνία / Date	Τίτλος / Title
15/7/2016 - 23/9/2016	Call for evidence - Asset segregation and custody services, UCITS & AIF
23/7/2015 – 23/10/2015	Guidelines on sound remuneration policies under the UCITS Directive and AIFMD http://www.esma.europa.eu/consultation/Guidelines-sound-remuneration-policies-under-UCITS-Directive-and-AIFMD
23/12/2014	Discussion Paper - Share Classes of UCITS http://www.esma.europa.eu/consultation/Discussion-Paper-Share-Classes-UCITS
26/9/2014	ESMA's Technical Advice to the European Commission on the implementing measures of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds http://www.hcmc.gr/photos/kefalaiagora/files/2014-1182.pdf
26/9/2014	ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive http://www.hcmc.gr/photos/kefalaiagora/files/2014-1183.pdf
20/12/2013	Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues http://www.esma.europa.eu/system/files/2013-1974_cp_guidelines_etfs_and_other_ucits_issues_for_publication_0.pdf
24/5/2013	Consultation paper on ESMA’s guidelines on AIFMD reporting obligations under Articles 3 and 24 of the AIFMD http://www.esma.europa.eu/system/files/2013-592_consultation_paper_on_esma_guidelines_on_aifmd_reporting_for_publication.pdf
20/12/2012	Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements http://www.esma.europa.eu/system/files/2012-852.pdf
19/12/2012	Guidelines on key concepts of the AIFMD http://www.esma.europa.eu/system/files/2012-845.pdf
19/12/2012	Draft regulatory technical standards on types of AIFMs http://www.esma.europa.eu/system/files/2012-844.pdf
28/6/2012	Draft Guidelines on sound remuneration policies under the AIFMD http://www.esma.europa.eu/system/files/2012-406.pdf
30/1/2012	ESMA’s guidelines on ETFs and other UCITS issues http://www.esma.europa.eu/system/files/2012-44_0.pdf
23/8/2011	Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries http://www.esma.europa.eu/system/files/2011_270.pdf
13/7/2011	Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive http://www.esma.europa.eu/system/files/2011_209.pdf
8/7/2009	CESRs technical advice at level 2 on the format and content of Key Information document disclosures for UCITS http://www.hcmc.gr/photos/cesr_papers/files/UCIT_080709_b.pdf
8/7/2009	CESRs technical advice to the European Commission on the level 2 measures related to the UCITS management company passport http://www.hcmc.gr/photos/cesr_papers/files/UCIT_080709_a.pdf
15/6/2009	CESRs technical advice at level 2 on Risk Measurement for the purposes of the calculation of UCITS global exposure http://www.hcmc.gr/photos/cesr_papers/files/UCIT_150609.pdf
26/1/2007	CESR Consultation Paper on content and form of Key Investor Information disclosures for UCITS http://www.esma.europa.eu/consultations/overview/10
26/1/2006	CESRs Advice to the European Commission on Clarification of Definitions concerning Eligible Asets for Investments of UCITS http://www.esma.europa.eu/consultations/overview/10
3/2/2005	Feedback statement - CESR consultation on draft guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC and 2001/108/EC) http://www.esma.europa.eu/consultations/overview/10
3/2/2005	CESRs guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC and 2001/108/EC) http://www.esma.europa.eu/consultations/overview/10
28/10/2004	Formal Mandate to CESR for Advice on Possible Modifications to the UCITS Directive in the form of Clarification of Defenitions Concerning Eligible Assets for Investment of UCITS http://www.esma.europa.eu/consultations/overview/10

ΕΥΡΩΠΑΙΚΑ ΜΑΚΡΟΠΡΟΘΕΣΜΑ ΕΠΕΝΔΥΤΙΚΑ ΚΕΦΑΛΑΙΑ (ELTIF) / EUROPEAN LONG TERM INVESTMENT FUNDS (ELTIF)

Ημερομηνία / Date

Τίτλος / Title

31/7/2015 – 14/10/2015

Consultation on draft regulatory technical standards under the ELTIF Regulation

http://www.esma.europa.eu/consultation/Consultation-draft-regulatory-technical-standards-under-ELTIF-Regulation

ΣΥΣΚΕΥΑΣΜΕΝΑ ΕΠΕΝΔΥΤΙΚΑ ΠΡΟΪΟΝΤΑ ΓΙΑ ΙΔΙΩΤΕΣ ΕΠΕΝΔΥΤΕΣ ΚΑΙ ΕΠΕΝΔΥΤΙΚΑ ΠΡΟΪΟΝΤΑ ΒΑΣΙΖΟΜΕΝΑ ΣΕ ΑΣΦΑΛΙΣΗ (PRIIPs) / PACKAGED RETAIL AND INSURANCE BASED INVESTMENT PRODUCTS

Ημερομηνία / Date

Τίτλος / Title

11/11/2015 - 29/01/2016

ΕSA’s Consultation Paper on PRIIPs Key Information Documents

https://www.esma.europa.eu/consultation/Consultation-Paper-PRIIPs-Key-Information-Documents

23/6/2015

Technical Discussion Paper (DP) on the PRIIPs Key Information Document (KID)

http://www.esma.europa.eu/system/files/jc_dp_2015_01.pdf

ΕΤΑΙΡΙΕΣ ΑΞΙΟΛΟΓΗΣΗΣ ΠΙΣΤΟΛΗΠΤΙΚΗΣ ΙΚΑΝΟΤΗΤΑΣ / CREDIT RATING AGENCIES

Ημερομηνία / Date	Τίτλος / Title
13/7/2016-22/8/2016	Consultation on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies
23/12/2014	Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation http://www.esma.europa.eu/consultation/Discussion-Paper-Use-Credit-Ratings-Financial-Intermediaries-Article-5a-CRA-Regulation
16/7/2014	Consultation Paper on periodic information to be submitted to ESMA by Credit Rating Agencies http://www.esma.europa.eu/system/files/2014-845_cp_on_periodic_information_to_be_submitted_to_esma_by_credit_rating_agencies.pdf
11/2/2014	Consultation Paper on CRA3 Implementation http://www.esma.europa.eu/system/files/2014-150_consultation_paper_on_cra3_implementation_0.pdf
7/11/2013	Joint Consultation Paper On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations http://www.esma.europa.eu/system/files/jc-cp-2013-02_mechanistic_references_to_credit_ratings.pdf
20/12/2012	Guidelines and recommendations on the scope of the CRA Regulation http://www.esma.europa.eu/system/files/2012-841.pdf
19/9/2011	Consultation paper - Regulatory technical standards on the information to be provided to ESMA by a credit rating agency in its application for registration and certification and for the assessment of its systemic importance http://www.esma.europa.eu/system/files/2011_302.pdf
19/9/2011	Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies http://www.esma.europa.eu/system/files/2011_305.pdf
19/9/2011	Consultation paper - ESMA’s draft Regulatory Technical Standards on the presentation of 19 Σεπτ. 2011the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 http://www.esma.europa.eu/system/files/2011_304.pdf
19/9/2011	Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies http://www.esma.europa.eu/system/files/2011_305.pdf
14/4/2011	Consultation paper - ESMA/s Technical Advice to the Commission on Fees for CRA Supervision http://www.esma.europa.eu/system/files/2011_114.pdf
18/3/2011	Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009 http://www.esma.europa.eu/system/files/ESMA_2011_97.pdf
30/3/2005	CESRs technical advice to the European Commission on possible measures concerning credit rating agencies http://www.esma.europa.eu/consultations/overview/10
30/3/2005	CESRs technical advice to the European Commission on possible measures concerning credit rating agencies - Feedback statement http://www.esma.europa.eu/consultations/overview/10

ΔΙΑΦΑΝΕΙΑ / TRANSPARENCY

Ημερομηνία / Date	Τίτλος / Title
25/9/2015 – 24/12/2015	Consultation Paper on the Regulatory Technical Standards on the European Single Electronic Format (ESEF) https://www.esma.europa.eu/press-news/consultations/consultation-paper-european-single-electronic-format
19/12/2014	Consultation paper on Draft Regulatory Technical Standards on European Electronic Access Point (EEAP) http://www.esma.europa.eu/consultation/Consultation-Draft-Regulatory-Technical-Standards-European-Electronic-Access-Point-EEAP
21/3/2014	Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive http://www.esma.europa.eu/system/files/esma-2014-300_consultation_paper_on_draft_rts_on_major_shareholdings.pdf
19/7/2013	Guidelines on enforcement of financial information http://www.esma.europa.eu/system/files/2013-1013_consultation_paper_-_guidelines_on_enforcement_of_financial_information.pdf
10/11/2011	Consultation paper - Considerations of materiality in financial reporting http://www.esma.europa.eu/system/files/2011_373_.pdf
13/1/2006	Public statement - CESR reminds issuers and investors about the importance of clear and transparent disclosure on the use of any options made available by applicable financial reporting standards http://www.esma.europa.eu/consultations/overview/10
5/7/2005	Technical advice on equivalence of certain third country GAAP and International Financial Reporting Standards http://www.esma.europa.eu/consultations/overview/10
27/4/2005	Draft technical advice on equivalence of certain third country GAAP and on description of certain third countries mechanisms for enforcement of financial information http://www.esma.europa.eu/consultations/overview/10
30/3/2005	CESRs Progress Report regarding Possible Implementing Measures of the Transparency Directive on the Role of Officially Appointed Mechanism and Electronic filing http://www.esma.europa.eu/consultations/overview/10
3/2/2005	Final concept paper on equivalence of certain third country GAAP and on description of certain third countries' mechanism of enforcement of financial information http://www.esma.europa.eu/consultations/overview/10
13/12/2004	CESR sets out consultation on better transparency of voting rights and financial information from foreign issuers http://www.esma.europa.eu/consultations/overview/10
28/10/2004	Guidance for Implementation of Coordination of Enforcement Activities http://www.esma.europa.eu/consultations/overview/10
21/10/2004	Concept Paper on equivalence of certain third countries GAAP http://www.esma.europa.eu/consultations/overview/10
24/12/2003	Results of CESRs public consultation on European Regulation on the application of IFRS in 2005 - Draft Recommendations for additional guidance regarding the transition to IFRS http://www.esma.europa.eu/consultations/overview/10
1/3/2003	Standard No. 1 on Financial Information http://www.esma.europa.eu/consultations/overview/10

ΕΝΗΜΕΡΩΤΙΚΑ ΔΕΛΤΙΑ / PROSPECTUSES

Ημερομηνία / Date	Τίτλος / Title
25/9/2014	Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive http://www.hcmc.gr/photos/kefalaiagora/files/2014-1186_consultation_paper_on_omnibus_ii_rts.pdf
15/3/2013	Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus http://www.esma.europa.eu/system/files/2013-316.pdf
20/6/2012	ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU http://www.esma.europa.eu/system/files/2012-380.pdf
13/12/2011	ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU http://www.esma.europa.eu/system/files/2011-444.pdf
15/6/2011	Consultation paper - ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU http://www.esma.europa.eu/system/files/11_141.pdf
27/10/2005	CESRs advice to the European Commission on a possible amendment to Regulation (EC) 809/2004 regarding the historical financial information which must be included in a prospectus http://www.esma.europa.eu/consultations/overview/10
27/10/2005	Feedback statement - CESR's Consultation on a possible amendment to Regulation (EC) 809/2004 regarding the historical financial information which must be included in a prospectus http://www.esma.europa.eu/consultations/overview/10
10/2/2005	CESRs recommendations for the consistent implementation of the European Commissions Regulation on Prospectuses n? 809/2004 http://www.esma.europa.eu/consultations/overview/10
8/1/2004	CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements - Summary of answers to a questionnaire on the equivalence of Prospectus drawn up in 3rd countries http://www.esma.europa.eu/consultations/overview/10
8/1/2004	CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements - Summary of answers of a questionnaire on factual information regarding advertisement practices in the Member States http://www.esma.europa.eu/consultations/overview/10
8/1/2004	CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements - Feedback Statement http://www.esma.europa.eu/consultations/overview/10
8/1/2004	CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements http://www.esma.europa.eu/consultations/overview/10
1/10/2003	CESR submits final advice on the content and format of Prospectus - Feedback Statement http://www.esma.europa.eu/consultations/overview/10
1/10/2003	CESR submits its final advice on the content and format of Prospectus - Annex http://www.esma.europa.eu/consultations/overview/10
1/10/2003	CESR submits its final advice on the content and format of Prospectus http://www.esma.europa.eu/consultations/overview/10
31/7/2003	CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies - Annexes http://www.esma.europa.eu/consultations/overview/10
31/7/2003	CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies http://www.esma.europa.eu/consultations/overview/10
1/7/2003	CESR consults on Minimum Disclosure Requirements for Sovereign Issuers and Financial Information on Prospectus http://www.esma.europa.eu/consultations/overview/10
1 /7/2003	CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies - Feedback Statement http://www.esma.europa.eu/consultations/overview/10
1/10/2002	CESR consultation on possible implementing measure of the proposed Prospectus Directive - Annex A http://www.esma.europa.eu/consultations/overview/10

ΚΕΦΑΛΑΙΑΚΗ ΕΠΑΡΚΕΙΑ / CAPITAL ADEQUACY REQUIREMENTS

Ημερομηνία / Date

Τίτλος / Title

29/9/2014

On draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation

http://www.hcmc.gr/photos/kefalaiagora/files/cp_crr_its_2014.pdf

ΔΕΙΚΤΕΣ ΑΝΑΦΟΡΑΣ ΣΕ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΑ ΜΕΣΑ ΚΑΙ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΕΣ ΣΥΜΒΑΣΕΙΣ / BENCHMARKS

Ημερομηνία / Date

Τίτλος / Title

31/5/2016-

30/6/2016

ESMA CONSULTS ON PROPOSED IMPLEMENTING MEASURES FOR BENCHMARKS REGULATION

https://www.esma.europa.eu/press-news/esma-news/esma-consults-proposed-implementing-measures-benchmarks-regulation

11/1/2013

Principles for Benchmarks-Setting Processes in the EU

http://www.esma.europa.eu/system/files/2013-12.pdf

Αnti-Money Laundering

Ημερομηνία / Date	Τίτλος / Title
21/10/2015 – 22/1/2016	Joint Consultation Paper - The Risk-Based Supervision Guidelines http://www.esma.europa.eu/news/EBA-EIOPA-and-ESMA-consult-anti-money-laundering-and-countering-financing-terrorism?t=326&o=home