ESMA

Σε εξέλιξη διαβουλεύσεις / Open consultation

Ημερομηνία / Date	Τίτλος / Title
13/7/2018-5/10/2018	Consultation on draft guidelines on risk factors under the Prospectus Regulation
13/7/2018-5/10/2018	Consultation on the draft technical advice on minimum information content for prospectus exemption
13/7/2018-7/9/2018	Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11)
11/7/2018-30/8/2018	ESMA consults on the clearing obligation under EMIR

Ολοκληρωμένες διαβουλεύσεις / Closed consultation

ΑΓΟΡΕΣ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΩΝ ΜΕΣΩΝ / MARKETS IN FINANCIAL INSTRUMENTS

Ημερομηνία / Date	Τίτλος / Title
9/11/2017-25/1/2018	Consultation - Consultation on proposed amendment to MiFID II RTS 1
13/7/2017-13/10/2017	Consultation on Guidelines on certain aspects of the MiFID II suitability requirements
19/6/2017-31/7/2017	Consultation on trading obligation for derivatives under MiFIR
10/11/2016-3/1/2017	ESMA consults on transparency rules for package orders under MiFID II
5/10/2016 - 5/1/2017	ESMA consults on requirements for the management of trading venues and reporting services providers
5/10/2016 - 5/1/2017	ESMA consults on product governance guidelines to safeguard investors
6/10/2016 - 6/12/2016	ESMA consults on MiFID II guidelines regarding trading halts
3/10/2016 - 5/12/2016	ESMA consults on consolidated tape for non-equity products
31/8/2015 - 31/10/2015	ESMA consults on MIFID II standards regarding trading suspensions, data service providers and derivatives reporting
23/4/2015	Draft guidelines for the assessment of knowledge and competence
24/3/2015	Draft guidelines on complex debt instruments and structured deposits
20/3/2015	Call for evidence on private and bilateral SFIs
18/2/2015	Addendum Consultation Paper on MiFID II/MiFIR
19/12/2014	ESMA MiFID II/MiFIR Consultation Paper
29/9/2014	Guidelines on the application of C6 and C7 of Annex I of MiFID
22/5/2014	Consultation Paper on MiFID/MiFIR Technical Advice
22/5/2014	Discussion Paper on MiFID/MiFIR draft RTS/ITS
8/7/2013	Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID)
17/9/2012	Guidelines on remuneration policies and practices (MiFID)
22/12/2011	Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements
22/12/2011	Consultation paper on guidelines on certain aspects of the MiFID suitability requirements
20/7/2011	Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities

ΚΑΤΑΧΡΗΣΗ ΑΓΟΡΑΣ – ΑΝΟΙΚΤΕΣ ΠΩΛΗΣΕΙΣ / MARKET ABUSE – SHORT SALES

Ημερομηνία / Date	Τίτλος / Title
7/7/2017-4/9/2017	Consultation Paper on the evaluation of the Short Selling Regulation
30/3/2016 - 20/5/2016	ESMA consults on future MAR list of information regarding commodity and spot markets
15/7/2014	Consultation Paper - Draft technical standards on the Market Abuse Regulation (MAR)
15/7/2014	Consultation Paper - Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR)
17/9/2012	Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps
15/2/2012	Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps
24/1/2012	Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps

ΥΠΟΔΟΜΗ ΑΓΟΡΑΣ-ΑΡΧΕΙΑ ΚΑΤΑΓΡΑΦΗΣ ΣΥΝΑΛΛΑΓΩΝ (EMIR-TRs) / MARKET INFRASTRUCTURE- TRADE REPOSITORIES (EMIR-TRs)

Ημερομηνία / Date		Τίτλος / Title
8/1/2018-28/2/2018		Consultation Paper on Draft Guidelines on Anti-Procyclicality Margin Measures for CCPs
17/11/2017-15/1/2018		Consultation paper on position calculation under EMIR
1/6/2017-24/8/2017		Consultation on guidelines on CCPs' conflict of interest management
1/2/2017-31/3/2017		Consultation Paper on ESMA’s Guidelines on transfer of data between TRs
15/12/2016-15/2/2017		ΕSMA consults on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR
30/9/2016 - 30/11/2016		ESMA consults on future reporting rules for securities financing transactions
13/7/2016-5/9/2016		Consultation on the clearing obligation for financial counterparties with a limited volume of activity
2/6/2016 - 2/9/2016		Consultation on the Distributed Ledger Technology Applied to Securities Markets
11/3/2016- 22/4/2016		ΕSMA consults on draft RTS and ITS under the Securities Financing Transaction Regulation
5/11/2015-17/12/2015		ESMA consults on indirect clearing arrangements
27/8/2015 – 30/9/2015		Review of Article 26 of EMIR RTS No 153/2013 with respect to client accounts
11/5/2015		Consultation Paper No 4 on the Clearing Obligation under EMIR
10/11/2014	Consultation Paper Review of the technical standards on reporting under Article 9 of EMIR
1/10/2014	Clearing Obligation under EMIR (no. 3)
14/7/2014	Consultation paper Clearing Obligation no1 IRS
14/7/2014	Consultation paper Clearing Obligation no2 CDS
18/10/2013	ESMA’s Technical Advice to the Commission on procedural rules to impose fines on Trade Repositories
17/7/2013	Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union and non-evasion of provisions of EMIR
12/7/2013	The Clearing Obligation under EMIR
20/2/2013	ESMA’s Technical Advice to the Commission on Fees for Trade Repositories
25/6/2012	Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories
16/2/2012	Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories

ΚΕΝΤΡΙΚΑ ΑΠΟΘΕΤΗΡΙΑ / CENTRAL SECURITIES DEPOSITORIES

Ημερομηνία / Date	Τίτλος / Title
10/7/2017-14/9/2017	Consultation on guidelines regarding internalised settlement reporting
31/5/2016- 30/6/2016	ESMA consults on CSDR guidelines on participant default rules and procedures
30/6/2015	Draft Regulatory Technical Standards on the CSD Regulation-The Operation of the Buy-in Process
18/12/2014	Consultation paper on Technical Standards under the CSD Regulation
18/12/2014	Consultation paper on Technical Advice under the CSD Regulation
18/12/2014	Consultation paper on Guidelines on Access to a CCP or a Trading Venue by a CSD
20/3/2014	Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD)

ΟΡΓΑΝΙΣΜΟΙ ΣΥΛΛΟΓΙΚΩΝ ΕΠΕΝΔΥΣΕΩΝ / UCITS και ΕΝΑΛΛΑΚΤΙΚEΣ ΕΠΕΝΔΥΣΕΙΣ/AIFs

Ημερομηνία / Date	Τίτλος / Title
15/7/2016 - 23/9/2016	Call for evidence - Asset segregation and custody services, UCITS & AIF
23/7/2015 – 23/10/2015	Guidelines on sound remuneration policies under the UCITS Directive and AIFMD
23/12/2014	Discussion Paper - Share Classes of UCITS
26/9/2014	ESMA's Technical Advice to the European Commission on the implementing measures of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds
26/9/2014	ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive
20/12/2013	Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues
24/5/2013	Consultation paper on ESMA’s guidelines on AIFMD reporting obligations under Articles 3 and 24 of the AIFMD
20/12/2012	Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements
19/12/2012	Guidelines on key concepts of the AIFMD
19/12/2012	Draft regulatory technical standards on types of AIFMs
28/6/2012	Draft Guidelines on sound remuneration policies under the AIFMD
30/1/2012	ESMA’s guidelines on ETFs and other UCITS issues
23/8/2011	Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries
13/7/2011	Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive

Kεφάλαια χρηματαγοράς / ΜMFs

Ημερομηνία / Date	Τίτλος / Title
24/5/2017-7/8/2017	Consultation on the Money Market Funds Regulation (MMFR) Draft technical advice, implementing technical standards and guidelines under the MMF Regulation

ΕΥΡΩΠΑΙΚΑ ΜΑΚΡΟΠΡΟΘΕΣΜΑ ΕΠΕΝΔΥΤΙΚΑ ΚΕΦΑΛΑΙΑ (ELTIF) / EUROPEAN LONG TERM INVESTMENT FUNDS (ELTIF)

Ημερομηνία / Date

Τίτλος / Title

31/7/2015 – 14/10/2015

Consultation on draft regulatory technical standards under the ELTIF Regulation

ΣΥΣΚΕΥΑΣΜΕΝΑ ΕΠΕΝΔΥΤΙΚΑ ΠΡΟΪΟΝΤΑ ΓΙΑ ΙΔΙΩΤΕΣ ΕΠΕΝΔΥΤΕΣ ΚΑΙ ΕΠΕΝΔΥΤΙΚΑ ΠΡΟΪΟΝΤΑ ΒΑΣΙΖΟΜΕΝΑ ΣΕ ΑΣΦΑΛΙΣΗ (PRIIPs) / PACKAGED RETAIL AND INSURANCE BASED INVESTMENT PRODUCTS

Ημερομηνία / Date

Τίτλος / Title

11/11/2015 - 29/01/2016

ΕSA’s Consultation Paper on PRIIPs Key Information Documents

23/6/2015

Technical Discussion Paper (DP) on the PRIIPs Key Information Document (KID)

ΕΤΑΙΡΙΕΣ ΑΞΙΟΛΟΓΗΣΗΣ ΠΙΣΤΟΛΗΠΤΙΚΗΣ ΙΚΑΝΟΤΗΤΑΣ / CREDIT RATING AGENCIES

Ημερομηνία / Date	Τίτλος / Title
13/7/2016-22/8/2016	Consultation on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies
23/12/2014	Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation
16/7/2014	Consultation Paper on periodic information to be submitted to ESMA by Credit Rating Agencies
11/2/2014	Consultation Paper on CRA3 Implementation
7/11/2013	Joint Consultation Paper On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations
20/12/2012	Guidelines and recommendations on the scope of the CRA Regulation
19/9/2011	Consultation paper - Regulatory technical standards on the information to be provided to ESMA by a credit rating agency in its application for registration and certification and for the assessment of its systemic importance
19/9/2011	Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies
19/9/2011	Consultation paper - ESMA’s draft Regulatory Technical Standards on the presentation of 19 Σεπτ. 2011the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009
19/9/2011	Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies
14/4/2011	Consultation paper - ESMA/s Technical Advice to the Commission on Fees for CRA Supervision
18/3/2011	Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009

ΔΙΑΦΑΝΕΙΑ / TRANSPARENCY

Ημερομηνία / Date	Τίτλος / Title
25/9/2015 – 24/12/2015	Consultation Paper on the Regulatory Technical Standards on the European Single Electronic Format (ESEF)
19/12/2014	Consultation paper on Draft Regulatory Technical Standards on European Electronic Access Point (EEAP)
21/3/2014	Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive
19/7/2013	Guidelines on enforcement of financial information
10/11/2011	Consultation paper - Considerations of materiality in financial reporting

ΕΝΗΜΕΡΩΤΙΚΑ ΔΕΛΤΙΑ / PROSPECTUSES

Ημερομηνία / Date	Τίτλος / Title
15/12/2017-9/3/2018	Consultation on draft RTS under the new Prospectus Regulation
6/7/2017-28/9/2017	Consultation Paper on the format and content of the prospectus (ESMA31-62-532)
6/7/2017-28/9/2017	Consultation Paper on EU Growth prospectus (ESMA31-62-649)
6/7/2017-28/9/2017	Consultation Paper on scrutiny and approval (ESMA31-62-650)
25/9/2014	Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive
15/3/2013	Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus
20/6/2012	ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU
13/12/2011	ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU
15/6/2011	Consultation paper - ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU

ΚΕΦΑΛΑΙΑΚΗ ΕΠΑΡΚΕΙΑ / CAPITAL ADEQUACY REQUIREMENTS

Ημερομηνία / Date

Τίτλος / Title

29/9/2014

On draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation

ΔΕΙΚΤΕΣ ΑΝΑΦΟΡΑΣ ΣΕ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΑ ΜΕΣΑ ΚΑΙ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΕΣ ΣΥΜΒΑΣΕΙΣ / BENCHMARKS

Ημερομηνία / Date

Τίτλος / Title

31/5/2016-

30/6/2016

ESMA CONSULTS ON PROPOSED IMPLEMENTING MEASURES FOR BENCHMARKS REGULATION

11/1/2013

Principles for Benchmarks-Setting Processes in the EU

Αnti-Money Laundering

Ημερομηνία / Date	Τίτλος / Title
21/10/2015 – 22/1/2016	Joint Consultation Paper - The Risk-Based Supervision Guidelines