Eρωτήσεις-Απαντήσεις ESMA – ESMA Q&As

 

On Implementation of the Regulation (EU) No 909/2014 on improving securities settlement in the EU and on central securities depositories

https://www.esma.europa.eu/sites/default/files/library/esma70-708036281-2_csdr_qas.pdf

 

On ESMA Guidelines on Alternative Performance Measures (APMs)

https://www.esma.europa.eu/sites/default/files/library/qa_on_esma_guidelines_on_alternative_performance_measures_.pdf

 

On MiFIR data reporting

https://www.esma.europa.eu/sites/default/files/library/esma70-1861941480-56_qas_mifir_data_reporting.pdf

 

On the Market Abuse Regulation

https://www.esma.europa.eu/sites/default/files/library/esma70-21038340-40_qa_on_market_abuse_regulation.pdf

 

Οn Prospectuses 26th updated version – December 2016

https://www.esma.europa.eu/sites/default/files/library/2016-1674_qa_on_prospectus_related_topics.pdf

 

Big Data: Frequently Asked Questions and Answers

https://www.esma.europa.eu/sites/default/files/library/2016-jcesa_qa_on_big_data.pdf

 

On MiFID II and MiFIR market structures topics

https://www.esma.europa.eu/sites/default/files/library/mifid_ii_mifir_qa_on_market_structures_topics.pdf

 

On MiFID II and MiFIR transparency topics

https://www.esma.europa.eu/sites/default/files/library/mifid_ii_mifir_qa_on_transparency_topics.pdf

 

On MiFID II and MiFIR commodity derivatives topics

https://www.esma.europa.eu/sites/default/files/library/2016-1673_qa_mifid_ii_on_commodity_derivatives_topics.docx.pdf

 

Application of the AIFMD

https://www.esma.europa.eu/sites/default/files/library/2016-1669_qa_on_aifmd.pdf

 

On MiFID II and MiFIR investor protection topics

https://www.esma.europa.eu/sites/default/files/library/2016-1444_mifid_ii_qa_investor_protection.pdf

 

Application of the UCITS Directive

https://www.esma.europa.eu/sites/default/files/library/2016-1586_qa_on_ucits_directive.pdf

 

Relating to the provision of CFDs and other speculative products to retail investors under MiFID

https://www.esma.europa.eu/sites/default/files/library/2016-1165_qa_relating_to_the_provision_of_cfds_and_other_speculative_products_to_retail_investors_under_mifid.pdf

 

Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)

https://www.esma.europa.eu/sites/default/files/library/2016-1176_qa_xix_emir.pdf

 

Application of the EuSEF and EuVECA Regulations

https://www.esma.europa.eu/sites/default/files/library/2016-774_qa_eusef-euveca.pdf

 

On ESMA’s EU-wide stress tests for CCPs

https://www.esma.europa.eu/sites/default/files/library/2016-665_qa_ccp_stress_test.pdf

 

Implementation of the Regulation (EU) No  462/2013 on Credit Rating Agencies

https://www.esma.europa.eu/sites/default/files/library/esma-2015-1877_qa_on_the_implementation_of_the_regulation_eu_no_463_2013_on_cra.pdf

 

Transparency Directive (2004/109/EC)

https://www.esma.europa.eu/sites/default/files/library/2015/11/esma-2015-1595_document_qas_on_td.pdf

 

Investment- based crowdfunding: money laundering/terrorist financing

https://www.esma.europa.eu/sites/default/files/library/2015/11/esma_2015_1005_qa_crowdfunding_money_laundering_and_terrorist_financing.pdf

 

Key Investor Information Document (KIID) for UCITS

https://www.esma.europa.eu/sites/default/files/library/2015/11/2015-631_ucits_kiid_march_update.pdf

 

ESMA’s guidelines on ETFs and other UCITS issues

https://www.esma.europa.eu/sites/default/files/library/2015/11/2015-12_qa_etf_guidelines_january_update.pdf

 

Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd UPDATE)

https://www.esma.europa.eu/sites/default/files/library/2015/11/2013-159.pdf

 

A Common Definition of European Money Market Funds

https://www.esma.europa.eu/sites/default/files/library/2015/11/2012-113.pdf

 

A Guide to Understanding ESMA

https://www.esma.europa.eu/sites/default/files/library/2015/11/2011_009.pdf