ESMA

 

Σε εξέλιξη διαβουλεύσεις / Open consultation

5/11/2019-8/1/2020

Consultation on MiFID II Review Report on position limits and position management - Draft Technical Advice on weekly position reports

4/10/2019-22/11/2019

Consultation on alignment of MIFIR with the changes introduced by EMIR REFIT

3/10/2019-2/12/2019

Consultation on draft technical advice on commercial terms for providing clearing services under EMIR (FRANDT)

3/10/2019-29/11/2019

Consultation on MAR Review

 

Ολοκληρωμένες διαβουλεύσεις / Closed consultation
 

ΑΓΟΡΕΣ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΩΝ ΜΕΣΩΝ / MARKETS IN FINANCIAL INSTRUMENTS

Ημερομηνία / Date

Τίτλος / Title

30/9/2019-4/11/2019 Effects of product intervention measures regarding CFDs and binary options on market participants and clients
15/7/2019-15/10/2019 Consultation on guidelines on certain aspects of the MiFID II Compliance Function Requirements
12/7/2019-6/9/2019 MiFID II/MIFIR review report on the development of prices for pre- and post-trade data and on consolidated tape for equity instruments
19/12/2018-19/2/2019 Consultation on integrating sustainability risks and factors in MiFID II
13/7/2018-7/9/2018 Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11)  

9/11/2017-25/1/2018

Consultation - Consultation on proposed amendment to MiFID II RTS 1

 

13/7/2017-13/10/2017

Consultation on Guidelines on certain aspects of the MiFID II suitability requirements

 

19/6/2017-31/7/2017

Consultation on trading obligation for derivatives under MiFIR

 

10/11/2016-3/1/2017 

ESMA consults on transparency rules for package orders under MiFID II

5/10/2016 - 5/1/2017

ESMA consults on requirements for the management of trading venues and reporting services providers

5/10/2016 - 5/1/2017

ESMA consults on product governance guidelines to safeguard investors

6/10/2016 - 6/12/2016

ESMA consults on MiFID II guidelines regarding trading halts

3/10/2016 - 5/12/2016

ESMA consults on consolidated tape for non-equity products

31/8/2015 - 31/10/2015

ESMA consults on MIFID II standards regarding trading suspensions, data service providers and derivatives reporting

23/4/2015

Draft guidelines for the assessment of knowledge and competence

24/3/2015

Draft guidelines on complex debt instruments and structured deposits

20/3/2015

Call for evidence on private and bilateral SFIs

 

18/2/2015

Addendum Consultation Paper on MiFID II/MiFIR

 

19/12/2014

ESMA MiFID II/MiFIR Consultation Paper

29/9/2014

Guidelines on the application of C6 and C7 of Annex I of MiFID

 

22/5/2014

Consultation Paper on MiFID/MiFIR Technical Advice

 

22/5/2014

Discussion Paper on MiFID/MiFIR draft RTS/ITS

 

8/7/2013

Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID)

17/9/2012

Guidelines on remuneration policies and practices (MiFID)

 

22/12/2011

Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements

 

22/12/2011

Consultation paper on guidelines on certain aspects of the MiFID suitability requirements

 

20/7/2011

Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities

ΚΑΤΑΧΡΗΣΗ ΑΓΟΡΑΣ – ΑΝΟΙΚΤΕΣ ΠΩΛΗΣΕΙΣ / MARKET ABUSE – SHORT SALES

Ημερομηνία / Date

Τίτλος / Title

7/7/2017-4/9/2017

Consultation Paper on the evaluation of the Short Selling Regulation

30/3/2016 - 20/5/2016

ESMA consults on future MAR list of information regarding commodity and spot markets

 

15/7/2014

Consultation Paper - Draft technical standards on the Market Abuse Regulation (MAR)

 

 

15/7/2014

Consultation Paper - Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR)

 

 

17/9/2012

Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps

 

 

15/2/2012

Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps

 

 

24/1/2012

Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps

 

 

ΥΠΟΔΟΜΗ ΑΓΟΡΑΣ-ΑΡΧΕΙΑ ΚΑΤΑΓΡΑΦΗΣ ΣΥΝΑΛΛΑΓΩΝ (EMIR-TRs) / MARKET INFRASTRUCTURE- TRADE REPOSITORIES (EMIR-TRs)

Ημερομηνία / Date

Τίτλος / Title

28/5/2019-29/7/2019

Consultation on Draft technical advice on criteria of tiering under article 25 (2a) of EMIR 2.2.

Consultation on technical advice on comparative compliance under article 25 2a of EMIR 2.2.

Consultation on ESMA fess for third country CCPs under EMIR 2.2.

27/5/2019-27/8/2019 Consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories
11/7/2018-30/8/2018 ΕSMA Consults on the clearing obligation under EMIR

8/1/2018-28/2/2018

Consultation Paper on Draft Guidelines on Anti-Procyclicality Margin Measures for CCPs

17/11/2017-15/1/2018

Consultation paper on position calculation under EMIR

1/6/2017-24/8/2017

Consultation on guidelines on CCPs' conflict of interest management

1/2/2017-31/3/2017

Consultation Paper on ESMA’s Guidelines on transfer of data between TRs

15/12/2016-15/2/2017

ΕSMA consults on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR

30/9/2016 - 30/11/2016

ESMA consults on future reporting rules for securities financing transactions

13/7/2016-5/9/2016

Consultation on the clearing obligation for financial counterparties with a limited volume of activity

2/6/2016 - 2/9/2016

Consultation on the Distributed Ledger Technology Applied to Securities Markets

11/3/2016- 22/4/2016

ΕSMA consults on draft RTS and ITS under the Securities Financing Transaction Regulation

5/11/2015-17/12/2015

ESMA consults on indirect clearing arrangements

 

27/8/2015 – 30/9/2015

Review of Article 26 of EMIR RTS No 153/2013 with respect to client accounts

 

11/5/2015

Consultation Paper No 4 on the Clearing Obligation under EMIR

 

10/11/2014

Consultation Paper Review of the technical standards on reporting under Article 9 of EMIR

 

1/10/2014

Clearing Obligation under EMIR (no. 3)

 

14/7/2014

Consultation paper Clearing Obligation no1 IRS

 

14/7/2014

Consultation paper Clearing Obligation no2 CDS

 

18/10/2013

ESMA’s Technical Advice to the Commission on procedural rules to impose fines on Trade Repositories

 

17/7/2013

Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union and non-evasion of provisions of EMIR

 

12/7/2013

The Clearing Obligation under EMIR

 

20/2/2013

ESMA’s Technical Advice to the Commission on Fees for Trade Repositories

 

25/6/2012

Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories

 

16/2/2012

Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories

ΚΕΝΤΡΙΚΑ ΑΠΟΘΕΤΗΡΙΑ / CENTRAL SECURITIES DEPOSITORIES

Ημερομηνία / Date

Τίτλος / Title

20/12/2018-20/2/2019 Consultation paper on guidelines on standardised procedures and messaging protocols used between investment firms and their professional clients under article 6 (2) of CSDR
20/12/2018-20/2/2019 Consultation paper on guidelines on settlement fails reporting under article 7 (1) of CSDR

10/7/2017-14/9/2017

Consultation on guidelines regarding internalised settlement reporting

31/5/2016-

30/6/2016

 

ESMA consults on CSDR guidelines on participant default rules and procedures

 

30/6/2015

Draft Regulatory Technical Standards on the CSD Regulation-The Operation of the Buy-in Process

 

 

18/12/2014

Consultation paper on Technical Standards under the CSD Regulation

 

18/12/2014

Consultation paper on Technical Advice under the CSD Regulation

 

 

18/12/2014

Consultation paper on Guidelines on Access to a CCP or a Trading Venue by a CSD

 

 

20/3/2014

Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD)

 

 

ΟΡΓΑΝΙΣΜΟΙ ΣΥΛΛΟΓΙΚΩΝ ΕΠΕΝΔΥΣΕΩΝ / UCITS και ΕΝΑΛΛΑΚΤΙΚEΣ ΕΠΕΝΔΥΣΕΙΣ/AIFs

Ημερομηνία / Date

Τίτλος / Title

16/7/2019-31/10/2019 Consultation on performance fees guidelines in UCITS
19/12/2018-19/2/2019 Consultation on integrating sustainability risks and factors in the UCITS Directive and AIFMD
15/7/2016 -  23/9/2016

Call for evidence - Asset segregation and custody services, UCITS & AIF

23/7/2015 – 23/10/2015

Guidelines on sound remuneration policies under the UCITS Directive and AIFMD

 

 

 

23/12/2014

Discussion Paper - Share Classes of UCITS

 

26/9/2014

ESMA's Technical Advice to the European Commission on the implementing measures of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds

 

 

26/9/2014

ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive

 

 

20/12/2013

Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues

 

 

24/5/2013

Consultation paper on ESMA’s guidelines on AIFMD reporting obligations under Articles 3 and 24 of the AIFMD

 

 

20/12/2012

Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements

 

 

19/12/2012

Guidelines on key concepts of the AIFMD

 

 

19/12/2012

Draft regulatory technical standards on types of AIFMs

 

 

28/6/2012

Draft Guidelines on sound remuneration policies under the AIFMD

 

 

30/1/2012

ESMA’s guidelines on ETFs and other UCITS issues

 

 

23/8/2011

Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries

 

 

13/7/2011

Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive

 

 

Kεφάλαια χρηματαγοράς / ΜMFs

Ημερομηνία / Date

Τίτλος / Title

28/9/2018-1/12/2018 Consultation on Draft Guidelines on stress tests scenarios under the MMF Regulation
24/5/2017-7/8/2017 Consultation on the Money Market Funds Regulation (MMFR) Draft technical advice, implementing technical standards and guidelines under the MMF Regulation

ΕΥΡΩΠΑΙΚΑ ΜΑΚΡΟΠΡΟΘΕΣΜΑ ΕΠΕΝΔΥΤΙΚΑ ΚΕΦΑΛΑΙΑ (ELTIF) / EUROPEAN LONG TERM INVESTMENT FUNDS (ELTIF)

Ημερομηνία / Date

Τίτλος / Title

28/3/2019-29/6/2019 Consultation on draft regulatory technical standards under article 25 of the ELTIF Regulation

31/7/2015 – 14/10/2015

Consultation on draft regulatory technical standards under the ELTIF Regulation

 

 

ΣΥΣΚΕΥΑΣΜΕΝΑ ΕΠΕΝΔΥΤΙΚΑ ΠΡΟΪΟΝΤΑ ΓΙΑ ΙΔΙΩΤΕΣ ΕΠΕΝΔΥΤΕΣ ΚΑΙ ΕΠΕΝΔΥΤΙΚΑ ΠΡΟΪΟΝΤΑ ΒΑΣΙΖΟΜΕΝΑ ΣΕ ΑΣΦΑΛΙΣΗ (PRIIPs) / PACKAGED RETAIL AND INSURANCE BASED INVESTMENT PRODUCTS

Ημερομηνία / Date

Τίτλος / Title

8/11/2018-6/12/2018 ΕSAs Joint Consultation Paper concerning amendments to the PRIIPs KID
11/11/2015 - 29/01/2016

ΕSA’s Consultation Paper on PRIIPs Key Information Documents

 

23/6/2015

Technical Discussion Paper (DP) on the PRIIPs Key Information Document (KID)

 

 

ΕΤΑΙΡΙΕΣ ΑΞΙΟΛΟΓΗΣΗΣ ΠΙΣΤΟΛΗΠΤΙΚΗΣ ΙΚΑΝΟΤΗΤΑΣ / CREDIT RATING AGENCIES

Ημερομηνία / Date

Τίτλος / Title

13/7/2016-22/8/2016

Consultation on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies

 

23/12/2014

Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation

 

16/7/2014

Consultation Paper on periodic information to be submitted to ESMA by Credit Rating Agencies

 

 

11/2/2014

Consultation Paper on CRA3 Implementation

 

7/11/2013

Joint Consultation Paper On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations

 

20/12/2012

Guidelines and recommendations on the scope of the CRA Regulation

 

19/9/2011

Consultation paper - Regulatory technical standards on the information to be provided to ESMA by a credit rating agency in its application for registration and certification and for the assessment of its systemic importance

 

19/9/2011

Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies

 

19/9/2011

Consultation paper - ESMA’s draft Regulatory Technical Standards on the presentation of 19 Σεπτ. 2011the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009

 

19/9/2011

Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies

 

14/4/2011

Consultation paper - ESMA/s Technical Advice to the Commission on Fees for CRA Supervision

 

18/3/2011

Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009

 

ΔΙΑΦΑΝΕΙΑ / TRANSPARENCY

Ημερομηνία / Date

Τίτλος / Title

25/9/2015 –

24/12/2015

Consultation Paper on the Regulatory Technical Standards on the European Single Electronic Format (ESEF)

 

19/12/2014

Consultation paper on Draft Regulatory Technical Standards on European Electronic Access Point (EEAP)

 

21/3/2014

Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive

 

19/7/2013

Guidelines on enforcement of financial information

 

10/11/2011

Consultation paper - Considerations of materiality in financial reporting

 

ΕΝΗΜΕΡΩΤΙΚΑ ΔΕΛΤΙΑ / PROSPECTUSES

Ημερομηνία / Date

Τίτλος / Title

12/7/2019-4/10/2019 ESMA consults on draft guidelines on disclosure requirements under the Prospectus Regulation
13/7/2018- 5/10/2018 Consultation on draft guidelines on risk factors under the Prospectus Regulation
13/7/2018- 5/10/2018 Consultation on the draft technical advice on minimum information content for prospectus exemption

15/12/2017-9/3/2018

 Consultation on draft RTS under the new Prospectus Regulation

6/7/2017-28/9/2017

Consultation Paper on the format and content of the prospectus (ESMA31-62-532)

6/7/2017-28/9/2017

Consultation Paper on EU Growth prospectus (ESMA31-62-649)

6/7/2017-28/9/2017

Consultation Paper on scrutiny and approval (ESMA31-62-650)

25/9/2014

Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive

 

15/3/2013

Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus

20/6/2012

ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU

13/12/2011

ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU

15/6/2011

Consultation paper - ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU

ΚΕΦΑΛΑΙΑΚΗ ΕΠΑΡΚΕΙΑ / CAPITAL ADEQUACY REQUIREMENTS

Ημερομηνία / Date

Τίτλος / Title

29/9/2014

On draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation

 

ΔΕΙΚΤΕΣ ΑΝΑΦΟΡΑΣ ΣΕ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΑ ΜΕΣΑ ΚΑΙ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΕΣ ΣΥΜΒΑΣΕΙΣ / BENCHMARKS

Ημερομηνία / Date

Τίτλος / Title

31/5/2016-

30/6/2016

ESMA CONSULTS ON PROPOSED IMPLEMENTING MEASURES FOR BENCHMARKS REGULATION

 

11/1/2013

Principles for Benchmarks-Setting Processes in the EU

 

Αnti-Money Laundering

Ημερομηνία / Date

Τίτλος / Title

21/10/2015 – 22/1/2016

Joint Consultation Paper - The Risk-Based Supervision Guidelines