ESMA

 

Σε εξέλιξη διαβουλεύσεις / Open consultation

29/1/2024 - 29/4/2024

Consultation paper on the draft guidelines on the conditions and criteria for the qualification of crypto assets as financial instruments

29/1/2024 - 29/4/2024

Consultation paper on the draft guidelines on reverse solicitation under the MiCA

8/1/2024 - 8/3/2024

ESAs consultation on draft ITS specifying certain tasks of collection bodies and certain functionalities of the European Single Access Point

15/12/2023 - 15/3/2024

Consulation on Draft Guidelines on Enforcement of Sustainability Information

15/12/2023 - 29/2/2024

ESMA consults on potential changes to the CSDR penalty mechanism

14/12/2023 -14/3/2024

Discussion paper on MiFID II investor protection topics linked to digitalisation

8/12/2023 - 4/3/2024

Joint ESAs consultation on second batch of policy mandates under the Digital Operational Resilience Act (DORA)

 

Ολοκληρωμένες διαβουλεύσεις / Closed consultation

ΑΓΟΡΕΣ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΩΝ ΜΕΣΩΝ / MARKETS IN FINANCIAL INSTRUMENTS

Ημερομηνία / Date

Τίτλος / Title

7/12/2023- 15/1/2024 ESAs second public consultation on joint guidelines on the system for the exchange of information relevant to fit and proper assessments
16/6/2023 - 15/9/2023 Call for evidence on sustainability in suitability and product governance

19/1/2023-  31/3/2023

Consultation paper - Manual on post trade transparency
17/11/2022- 17/2/2023 Consultation on Review of technical standards under article 34 of MiFID II
8/7/2022 - 7/10/2022 Consultation on the Review of the Guidelines on MiFID II product governance requirements
28/1/2022 - 29/4/2022 Consultation paper on the opinion on trading venue perimeter
27/1/2022 - 27/4/2022 Consultation on Guidelines on certain aspects of the MiFID II suitability requirements
4/1/2022 - 4/3/2022 Call for evidence - DLT Pilot regime and review of MIFIR RTS on transparency and reporting
1/10/2021 - 2/1/2022 Call for evidence on retail investor protection aspects 
24/9/2021 - 23/12/2021 Consultation on Review of the MiFID II Framework on Best Execution Reports
19/7/2021- 19/10/2021 Consultation on Guidelines on certain aspects of MiFID II remuneration requirements
9/7/2021- 1/10/2021 Consultation Paper on the review of RTS 1 (equity transparency) and RTS 2 (non-equity transparency)
26/5/2021- 23/7/2021 Consultation Paper - Technical standards for commodity derivatives - MiFID II review package

12/5/2021-

11/6/2021

Consultation Paper on the RTS 2 Annual Review
29/1/2021- 29/4/2021 Consultation on Guidelines on appropriateness and execution only
18/12/2020- 12/3/2021 Consultation Paper on MiFID II/MIFIR review report on algorithmic trading

23/12/2020-

23/1/2021

Consultation on procedural rules for penalties imposed on DRSPs
20/11/2020- 4/1/2021 Public Consultation on DRSPs criteria for derogation
20/11/2020- 4/1/2021 Public Consultation on fees for data reporting service providers

6/11/2020-

11/1/2021

Consultation Paper on the Guidelines on the MiFID II/MIFIR obligations on market data
25/9/2020- 25/11/2020 Consultation on MiFID II/MIFIR review on the functioning of organised trading facilities (OTF)
25/9/2020- 20/11/2020 Consultation paper on MIFIR Review Report on obligations to report transaction and reference data
31/7/2020- 31/10/2020 Consultation Paper on draft ESMA and EBA Guidelines on the suitability of members of the management body and key function holders under Directive 2013/36/EU and Directive 2014/65/EU

10/3/2020-

14/6/2020

Consultation paper on MIFIR review repot on Transparency for non-equity TOD

30/1/2020-

28/4/2020

Draft technical standards on the provision of investment services and activities in third country firms under MiFID II and MIFIR

5/11/2019- 8/1/2020

Consultation on MiFID II Review Report on position limits and position management - Draft technical advice on weekly position reports
30/9/2019-4/11/2019 Effects of product intervention measures regarding CFDs and binary options on market participants and clients
15/7/2019-15/10/2019 Consultation on guidelines on certain aspects of the MiFID II Compliance Function Requirements
12/7/2019-6/9/2019 MiFID II/MIFIR review report on the development of prices for pre- and post-trade data and on consolidated tape for equity instruments
19/12/2018-19/2/2019 Consultation on integrating sustainability risks and factors in MiFID II
13/7/2018-7/9/2018 Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11)  

9/11/2017-25/1/2018

Consultation - Consultation on proposed amendment to MiFID II RTS 1

 

13/7/2017-13/10/2017

Consultation on Guidelines on certain aspects of the MiFID II suitability requirements

 

19/6/2017-31/7/2017

Consultation on trading obligation for derivatives under MiFIR

 

10/11/2016-3/1/2017 

ESMA consults on transparency rules for package orders under MiFID II

5/10/2016 - 5/1/2017

ESMA consults on requirements for the management of trading venues and reporting services providers

5/10/2016 - 5/1/2017

ESMA consults on product governance guidelines to safeguard investors

6/10/2016 - 6/12/2016

ESMA consults on MiFID II guidelines regarding trading halts

3/10/2016 - 5/12/2016

ESMA consults on consolidated tape for non-equity products

31/8/2015 - 31/10/2015

ESMA consults on MIFID II standards regarding trading suspensions, data service providers and derivatives reporting

23/4/2015

Draft guidelines for the assessment of knowledge and competence

24/3/2015

Draft guidelines on complex debt instruments and structured deposits

20/3/2015

Call for evidence on private and bilateral SFIs

 

18/2/2015

Addendum Consultation Paper on MiFID II/MiFIR

 

19/12/2014

ESMA MiFID II/MiFIR Consultation Paper

29/9/2014

Guidelines on the application of C6 and C7 of Annex I of MiFID

 

22/5/2014

Consultation Paper on MiFID/MiFIR Technical Advice

 

22/5/2014

Discussion Paper on MiFID/MiFIR draft RTS/ITS

 

8/7/2013

Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID)

17/9/2012

Guidelines on remuneration policies and practices (MiFID)

 

22/12/2011

Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements

 

22/12/2011

Consultation paper on guidelines on certain aspects of the MiFID suitability requirements

 

20/7/2011

Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities

ΚΑΤΑΧΡΗΣΗ ΑΓΟΡΑΣ – ΑΝΟΙΚΤΕΣ ΠΩΛΗΣΕΙΣ / MARKET ABUSE – SHORT SALES

Ημερομηνία / Date

Τίτλος / Title

26/9/2022 - 16/2/2022 Consultation paper on market outages
29/7/2022 - 30/9/2022 Call for evidence on pre-hedging
24/9/2021-19/11/2021 Consultation paper on the review of certain aspects of the SSR
15/7/2021-27/8/2021 Consultation paper on MAR GLS on delay in the disclosure of inside information and interaction with prudential supervision
6/5/2020-15/7/2020 Consultation paper on SME GMS under MiFID II and MAR
3/10/2019-29/11/2019 Consultation on MAR Review

7/7/2017-4/9/2017

Consultation Paper on the evaluation of the Short Selling Regulation

30/3/2016 - 20/5/2016

ESMA consults on future MAR list of information regarding commodity and spot markets

 

15/7/2014

Consultation Paper - Draft technical standards on the Market Abuse Regulation (MAR)

 

 

15/7/2014

Consultation Paper - Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR)

 

 

17/9/2012

Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps

 

 

15/2/2012

Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps

 

 

24/1/2012

Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps

 

 

ΥΠΟΔΟΜΗ ΑΓΟΡΑΣ-ΑΡΧΕΙΑ ΚΑΤΑΓΡΑΦΗΣ ΣΥΝΑΛΛΑΓΩΝ (EMIR-CCPs- TRs) / MARKET INFRASTRUCTURE- TRADE REPOSITORIES (EMIR-CCPs- TRs)

Ημερομηνία / Date

Τίτλος / Title

5/10/2023 - 15/12/2023 Call for evidence on the shortening of the settlement cycle
12/10/2023 - 10/11/2023 Consultation Paper on Draft technical advice to the EC on fees charged to Tier 1 third-country CCPs under EMIR
28/3/2023 - 9/5/2023 Consultation paper on the amendments to guidelines on position calculations under EMIR
22/9/2022 - 22/12/2022 Consultation paper on draft RTS on Business Reorganisation Plans (articles 37(4) and 38 (4) of CCPRRR)
11/7/2022 - 9/9/2022 Consultation on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure
19/5/2022 - 1/8/2022 Consultation on guidelines on template written agreement for resolution colleges
19/5/2022 - 1/8/2022 Consultation on guidelines resolvability - Annex Section C article 15 (5) CCPRRR
19/5/2022  - 1/8/2022 Consultation on Article 79 CCPRRR co-operation arrangements
19/5/2022 - 1/8/2022 Consultation on guidelines template summary resolution plans Article 12 (7) (A)
18/11/2021 - 24/1/2022 ESMA's Public Consultations on CCP resolution regimes
13/7/2021 - 30/9/2021 Consultation on the draft guidelines for reporting under EMIR
28/5/2021 - 27/8/2021 Public consultation on the Guidelines on the transfer of data between trade repositories under EMIR and SFTR
24/3/2021 - 24/4/2021 Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR
23/10/2020 - 16/11/2020 Consultation on Guidelines under article 21 of EMIR
23/10/2020 - 16/11/2020 Guidelines on articles 15 and 49 of EMIR
26/3/2020-3/7/2020 Technical Standards on reporting, data quality, data access and registration of TRs under EMIR REFIT
27/3/2020-15/6/2020 Consultation on post trade risk reduction services with regards to clearing obligations (EMIR 85 (3A))
13/12/2019-18/1/2020 Consultation on CCP Penalties
4/10/2019-22/11/2019 Consultation on alignment of MIFIR with the changes introduced by EMIR REFIT
3/10/2019- 2/12/2019 Consultation on draft technical advice on commercial terms for providing clearing services undr EMIR (FRANDT)
28/5/2019-29/7/2019

Consultation on Draft technical advice on criteria of tiering under article 25 (2a) of EMIR 2.2.

Consultation on technical advice on comparative compliance under article 25 2a of EMIR 2.2.

Consultation on ESMA fess for third country CCPs under EMIR 2.2.

27/5/2019-27/8/2019 Consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories
11/7/2018-30/8/2018 ΕSMA Consults on the clearing obligation under EMIR

8/1/2018-28/2/2018

Consultation Paper on Draft Guidelines on Anti-Procyclicality Margin Measures for CCPs

17/11/2017-15/1/2018

Consultation paper on position calculation under EMIR

1/6/2017-24/8/2017

Consultation on guidelines on CCPs' conflict of interest management

1/2/2017-31/3/2017

Consultation Paper on ESMA’s Guidelines on transfer of data between TRs

15/12/2016-15/2/2017

ΕSMA consults on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR

30/9/2016 - 30/11/2016

ESMA consults on future reporting rules for securities financing transactions

13/7/2016-5/9/2016

Consultation on the clearing obligation for financial counterparties with a limited volume of activity

2/6/2016 - 2/9/2016

Consultation on the Distributed Ledger Technology Applied to Securities Markets

11/3/2016- 22/4/2016

ΕSMA consults on draft RTS and ITS under the Securities Financing Transaction Regulation

5/11/2015-17/12/2015

ESMA consults on indirect clearing arrangements

 

27/8/2015 – 30/9/2015

Review of Article 26 of EMIR RTS No 153/2013 with respect to client accounts

 

11/5/2015

Consultation Paper No 4 on the Clearing Obligation under EMIR

 

10/11/2014

Consultation Paper Review of the technical standards on reporting under Article 9 of EMIR

 

1/10/2014

Clearing Obligation under EMIR (no. 3)

 

14/7/2014

Consultation paper Clearing Obligation no1 IRS

 

14/7/2014

Consultation paper Clearing Obligation no2 CDS

 

18/10/2013

ESMA’s Technical Advice to the Commission on procedural rules to impose fines on Trade Repositories

 

17/7/2013

Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union and non-evasion of provisions of EMIR

 

12/7/2013

The Clearing Obligation under EMIR

 

20/2/2013

ESMA’s Technical Advice to the Commission on Fees for Trade Repositories

 

25/6/2012

Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories

 

16/2/2012

Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories

ΚΕΝΤΡΙΚΑ ΑΠΟΘΕΤΗΡΙΑ / CENTRAL SECURITIES DEPOSITORIES

Ημερομηνία / Date

Τίτλος / Title

11/7/2022 - 9/9/2022 Consultation on amendment of article 19 of CSDR RTS on settlement discipline
20/12/2018-20/2/2019 Consultation paper on guidelines on standardised procedures and messaging protocols used between investment firms and their professional clients under article 6 (2) of CSDR
20/12/2018-20/2/2019 Consultation paper on guidelines on settlement fails reporting under article 7 (1) of CSDR

10/7/2017-14/9/2017

Consultation on guidelines regarding internalised settlement reporting

31/5/2016-

30/6/2016

 

ESMA consults on CSDR guidelines on participant default rules and procedures

 

30/6/2015

Draft Regulatory Technical Standards on the CSD Regulation-The Operation of the Buy-in Process

 

 

18/12/2014

Consultation paper on Technical Standards under the CSD Regulation

 

18/12/2014

Consultation paper on Technical Advice under the CSD Regulation

 

 

18/12/2014

Consultation paper on Guidelines on Access to a CCP or a Trading Venue by a CSD

 

 

20/3/2014

Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD)

 

 

ΟΡΓΑΝΙΣΜΟΙ ΣΥΛΛΟΓΙΚΩΝ ΕΠΕΝΔΥΣΕΩΝ / UCITS και ΕΝΑΛΛΑΚΤΙΚEΣ ΕΠΕΝΔΥΣΕΙΣ/AIFs

Ημερομηνία / Date

Τίτλος / Title

17/5/2022 - 9/9/2022 Consultation on notifications for cross-border marketing and management of AIFs and UCITS
8/11/2020-9/2/2021 Consultation on draft guidelines on marketing communication
27/3/2020-1/9/2020 Consulation on Guidelines under Article 25 of the AIFMD
31/3/2020-30/6/2020 Consultation on cross border distribution of funds
16/7/2019-31/10/2019 Consultation on performance fees guidelines in UCITS
19/12/2018-19/2/2019 Consultation on integrating sustainability risks and factors in the UCITS Directive and AIFMD
15/7/2016 -  23/9/2016

Call for evidence - Asset segregation and custody services, UCITS & AIF

23/7/2015 – 23/10/2015

Guidelines on sound remuneration policies under the UCITS Directive and AIFMD

 

 

 

23/12/2014

Discussion Paper - Share Classes of UCITS

 

26/9/2014

ESMA's Technical Advice to the European Commission on the implementing measures of the Regulations on European Social Entrepreneurship Funds and European Venture Capital Funds

 

 

26/9/2014

ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive

 

 

20/12/2013

Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues

 

 

24/5/2013

Consultation paper on ESMA’s guidelines on AIFMD reporting obligations under Articles 3 and 24 of the AIFMD

 

 

20/12/2012

Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements

 

 

19/12/2012

Guidelines on key concepts of the AIFMD

 

 

19/12/2012

Draft regulatory technical standards on types of AIFMs

 

 

28/6/2012

Draft Guidelines on sound remuneration policies under the AIFMD

 

 

30/1/2012

ESMA’s guidelines on ETFs and other UCITS issues

 

 

23/8/2011

Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries

 

 

13/7/2011

Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive

 

 

KEΦΑΛΑΙΑ ΧΡΗΜΑΤΑΓΟΡΑΣ / ΜMFs

Ημερομηνία / Date

Τίτλος / Title

31/1/2023 - 28/4/2023 Consultation paper on the review of the methodology included in the Guidelines on stress test scenarios under the MMF Regulation
26/3/2021-30/6/2021 Consultation on EU Money Market Fund Regulation - Legislative Review
28/9/2018-1/12/2018 Consultation on Draft Guidelines on stress tests scenarios under the MMF Regulation
24/5/2017-7/8/2017 Consultation on the Money Market Funds Regulation (MMFR) Draft technical advice, implementing technical standards and guidelines under the MMF Regulation

ΕΥΡΩΠΑΙΚΑ ΜΑΚΡΟΠΡΟΘΕΣΜΑ ΕΠΕΝΔΥΤΙΚΑ ΚΕΦΑΛΑΙΑ (ELTIF) / EUROPEAN LONG TERM INVESTMENT FUNDS (ELTIF)

Ημερομηνία / Date

Τίτλος / Title

23/5/2023- 24/8/2023 Consultation on the draft RTS under the revised ELTIF Regulation
28/3/2019-29/6/2019 Consultation on draft regulatory technical standards under article 25 of the ELTIF Regulation

31/7/2015 – 14/10/2015

Consultation on draft regulatory technical standards under the ELTIF Regulation

 

 

ΣΥΣΚΕΥΑΣΜΕΝΑ ΕΠΕΝΔΥΤΙΚΑ ΠΡΟΪΟΝΤΑ ΓΙΑ ΙΔΙΩΤΕΣ ΕΠΕΝΔΥΤΕΣ ΚΑΙ ΕΠΕΝΔΥΤΙΚΑ ΠΡΟΪΟΝΤΑ ΒΑΣΙΖΟΜΕΝΑ ΣΕ ΑΣΦΑΛΙΣΗ (PRIIPs) / PACKAGED RETAIL AND INSURANCE BASED INVESTMENT PRODUCTS

Ημερομηνία / Date

Τίτλος / Title

21/10/2021 - 16/12/2021 ESAs Joint Call for Evidence on the EC Mandate regarding the PRIIPs Regulation
16/10/2019-13/1/2020 ESAs Joint Consultation conserning amendments to the PRIIPs KID
8/11/2018-6/12/2018 ΕSAs Joint Consultation Paper concerning amendments to the PRIIPs KID
11/11/2015 - 29/01/2016

ΕSA’s Consultation Paper on PRIIPs Key Information Documents

 

23/6/2015

Technical Discussion Paper (DP) on the PRIIPs Key Information Document (KID)

 

 

DORA

Hμερομηνία/Date Tίτλος/Title
19/6/2023 - 11/9/2023 Consultation on the first batch of DORA Policy Products

MiCA

Hμερομηνία/Date Tίτλος/Title
20/10/2023- 22/1/2024 Consultation paper on Joint EBA and ESMA Guidelines on the suitability assessments under MiCA
5/10/2023- 14/12/2023 Second consultation on the Technical Standards specifying certain requirements of MiCA (2nd package)
12/7/2023 - 20/9/2023 Consultation on the technical standards specifying certain requirements of MiCA (1st package)

 

ΓΝΩΣΤΟΠΟΙΗΣΕΙΣ ΑΕΙΦΟΡΙΑΣ ΣΤΟΝ ΤΟΜΕΑ ΤΩΝ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΩΝ ΥΠΗΡΕΣΙΩΝ /  ESG DΙSCLOSURES

 

Hμερομηνία/Date  Τίτλος/ Τitle
12/4/2023 - 4/7/2023 Joint Consultation on the review of SFDT Delegated Regulation
18/11/2022- 20/2/2023 Consultation on Guidelines of Funds' names using ESG or sustainability related terms
15/11/2022 - 10/1/2023 ESAs call for evidence on Greenwashing
2/5/2022 - 2/7/2022 ESAs' Joint Consultation Paper on STS securitisations-related sustainability disclosures
3/2/2022 - 11/3/2022 Call for evidence on Market Characteristics for ESG ratings providers in the EU
17/3/2021- 12/5/2021 ESAs Joint Consultation on taxonomy related sustainability disclosures
5/11/2020 - 4/12/2020 Consultation Paper Draft advice to EU Commission under article 8 of the Taxonomy Regulation
21/9/2020 - 16/10/2020 ESAs Survey on templates for Environmental and Social Financial Products under the SFDR
23/4/2020 - 1/9/2020 Joint ESAs Consultation on ESG disclosures  

 

ΕΤΑΙΡΙΕΣ ΑΞΙΟΛΟΓΗΣΗΣ ΠΙΣΤΟΛΗΠΤΙΚΗΣ ΙΚΑΝΟΤΗΤΑΣ / CREDIT RATING AGENCIES

Ημερομηνία / Date

Τίτλος / Title

28/1/2022 - 11/3/2022 Consultation on the revision to Guidelines and Recommendations on the scope of the CRA regulation
29/1/2021 - 15/3/2021 Public consultation on fees charged to CRAs by ESMA
29/1/2021 - 5/3/2021 ESAs consult to amend technical standards on the mappring of ECAIS's credit assessments
13/7/2016-22/8/2016

Consultation on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies

 

23/12/2014

Discussion Paper - The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation

 

16/7/2014

Consultation Paper on periodic information to be submitted to ESMA by Credit Rating Agencies

 

 

11/2/2014

Consultation Paper on CRA3 Implementation

 

7/11/2013

Joint Consultation Paper On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations

 

20/12/2012

Guidelines and recommendations on the scope of the CRA Regulation

 

19/9/2011

Consultation paper - Regulatory technical standards on the information to be provided to ESMA by a credit rating agency in its application for registration and certification and for the assessment of its systemic importance

 

19/9/2011

Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies

 

19/9/2011

Consultation paper - ESMA’s draft Regulatory Technical Standards on the presentation of 19 Σεπτ. 2011the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009

 

19/9/2011

Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies

 

14/4/2011

Consultation paper - ESMA/s Technical Advice to the Commission on Fees for CRA Supervision

 

18/3/2011

Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009

 

ΔΙΑΦΑΝΕΙΑ / TRANSPARENCY

Ημερομηνία / Date

Τίτλος / Title

25/9/2015 –

24/12/2015

Consultation Paper on the Regulatory Technical Standards on the European Single Electronic Format (ESEF)

 

19/12/2014

Consultation paper on Draft Regulatory Technical Standards on European Electronic Access Point (EEAP)

 

21/3/2014

Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive

 

19/7/2013

Guidelines on enforcement of financial information

 

10/11/2011

Consultation paper - Considerations of materiality in financial reporting

 

ΕΝΗΜΕΡΩΤΙΚΑ ΔΕΛΤΙΑ / PROSPECTUSES

Ημερομηνία / Date

Τίτλος / Title

12/7/2019-4/10/2019 ESMA consults on draft guidelines on disclosure requirements under the Prospectus Regulation
13/7/2018- 5/10/2018 Consultation on draft guidelines on risk factors under the Prospectus Regulation
13/7/2018- 5/10/2018 Consultation on the draft technical advice on minimum information content for prospectus exemption

15/12/2017-9/3/2018

 Consultation on draft RTS under the new Prospectus Regulation

6/7/2017-28/9/2017

Consultation Paper on the format and content of the prospectus (ESMA31-62-532)

6/7/2017-28/9/2017

Consultation Paper on EU Growth prospectus (ESMA31-62-649)

6/7/2017-28/9/2017

Consultation Paper on scrutiny and approval (ESMA31-62-650)

25/9/2014

Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive

 

15/3/2013

Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus

20/6/2012

ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU

13/12/2011

ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU

15/6/2011

Consultation paper - ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU

ΚΕΦΑΛΑΙΑΚΗ ΕΠΑΡΚΕΙΑ / CAPITAL ADEQUACY REQUIREMENTS

Ημερομηνία / Date

Τίτλος / Title

29/9/2014

On draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation

 

ΔΕΙΚΤΕΣ ΑΝΑΦΟΡΑΣ ΣΕ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΑ ΜΕΣΑ ΚΑΙ ΧΡΗΜΑΤΟΠΙΣΤΩΤΙΚΕΣ ΣΥΜΒΑΣΕΙΣ / BENCHMARKS

Ημερομηνία / Date

Τίτλος / Title

11/7/2022 - 30/9/2022

Consultation on the CTO and DTO in view of the 2022 status of the benchmark transition

8/7/2022 - 9/9/2022 Consultation on review of the RTS on the form and content of an application for recognition under the Benchmarks Regulation
9/7/2021 - 2/9/2021 Public consultation on the clearing and derivative trading obligations in view of the benchmark transition
23/12/2020- 23/1/2021 Consultation paper on procedural rules for penatlies imposed on benchmark administrators
25/9/2020 - 6/11/2020 Consultation paper on fees for benchmark administators under BMR

31/5/2016-

30/6/2016

ESMA CONSULTS ON PROPOSED IMPLEMENTING MEASURES FOR BENCHMARKS REGULATION

 

11/1/2013

Principles for Benchmarks-Setting Processes in the EU

 

Αnti-Money Laundering

Ημερομηνία / Date

Τίτλος / Title

21/10/2015 – 22/1/2016

Joint Consultation Paper - The Risk-Based Supervision Guidelines